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Advisor at PARK AVENUE SECURITIES LLC
Westminster, CA | IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | May 28, 2024 | n/a | yes | IRVINE, CA|Westminster, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 28, 2020 | Feb 26, 2021 | no | LONG BEACH, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 30, 2014 | Mar 1, 2018 | no | LONG BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | PARK AVENUE SECURITIES LLC | Feb 26, 2021 | May 28, 2024 | 1,187 | Firm change after gap | Wirehouse to ibd |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Mar 1, 2018 | Feb 28, 2020 | 729 | Channel change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:CA:2018-03-01 | Mar 1, 2018 | Feb 28, 2020 | LONG BEACH, CA | Firm change after gap |