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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

HEATHER ANN LEVASSEUR

Advisor at MORGAN STANLEY

Portland, ME

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Search this name across graphsid dfx:ria:10293d35-5cdc-a180-8db3-c743cbee4e4e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 11, 1997
First registration: Apr 19, 2002
Dual registered: yes, broker-dealer
Other names: HEATHER MCPHERSON
IAPD individual key: 2505161

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 23, 2022	n/a	yes	Portland, ME	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Sep 27, 2021	Jun 20, 2022	no	Portland, ME\|SOUTH PORTLAND, ME	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Sep 30, 2019	Sep 28, 2021	no	FREEPORT, ME\|CUMBERLAND, ME\|TOPSHAM, ME\|BRUNSWICK, ME\|York, ME	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 16, 2007	Sep 18, 2019	no	PORTLAND, ME\|PORTLAND, ME	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 19, 2002	Jul 27, 2007	no	PORTLAND, ME\|PORTLAND, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	MORGAN STANLEY	Jun 20, 2022	Jun 23, 2022	3	Firm change	Ibd to wirehouse
CUNA BROKERAGE SERVICES, INC.	PRUCO SECURITIES, LLC	Sep 28, 2021	Sep 27, 2021	-1	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	CUNA BROKERAGE SERVICES, INC.	Sep 18, 2019	Sep 30, 2019	12	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Jul 27, 2007	Jul 16, 2007	-11	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 23, 2022 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 27, 2021 to Jun 20, 2022factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Sep 30, 2019 to Sep 28, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 16, 2007 to Sep 18, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 19, 2002 to Jul 27, 2007factForm ADV

Dated events

Occurred
Jun 20, 2022
Advisor changed firm
Heather Ann Levasseur left Pruco Securities, Llc for Morgan Stanley (registered 2022-06-23)
Form ADVobserved 4 days ago