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Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC
Reston, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Feb 10, 2026 | n/a | yes | Reston, VA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 15, 2021 | Jan 9, 2024 | no | CHARLOTTE, NC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 17, 2021 | Sep 7, 2021 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | INDEPENDENT ADVISOR ALLIANCE, LLC | Jan 9, 2024 | Feb 10, 2026 | 763 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 7, 2021 | Sep 15, 2021 | 8 | Firm change | Wirehouse to wirehouse |