DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at HIGH PEAKS WEALTH STRATEGIES
PARKER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGH PEAKS WEALTH STRATEGIES | State registered | Feb 21, 2025 | n/a | yes | PARKER, CO | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 29, 2024 | Oct 31, 2024 | no | LITTLETON, CO|PARKER, CO | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Jun 13, 2018 | Jan 18, 2024 | no | DENVER, CO|PARKER, CO | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 13, 2016 | Mar 7, 2018 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | HIGH PEAKS WEALTH STRATEGIES | Oct 31, 2024 | Feb 21, 2025 | 113 | Firm change | Ibd to state RIA |
| EAGLE STRATEGIES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 18, 2024 | Jan 29, 2024 | 11 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | EAGLE STRATEGIES LLC | Mar 7, 2018 | Jun 13, 2018 | 98 | Firm change | Other |