DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• M•••••••

H••• P•••• W••••• S•••••••••state registeredParker, CoIA-onlyIAPD 6602595

Feed of 09/14/2026

Also filed as D••••• Abercrombie

At current firm

1 y

since Feb 21, 2025

In the industry

11 y

since Jul 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••• P•••• W••••• S••••••••• state registered current
since Feb 21, 2025 · Parker, Co
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 29, 2024 to Oct 31, 2024 · Littleton, Co
E•••• S••••••••• L•• BD affiliated
Jun 13, 2018 to Jan 18, 2024 · Denver, Co
M•• I•••••••• S•••••••• L•• BD affiliated
Jul 13, 2016 to Mar 7, 2018 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to H••• P•••• W••••• S•••••••••
left Oct 31, 2024, registered Feb 21, 2025 (113 days) · Affiliated broker-dealer or bank to a state-registered adviser
E•••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 18, 2024, registered Jan 29, 2024 (11 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to E•••• S••••••••• L••
left Mar 7, 2018, registered Jun 13, 2018 (98 days) · Other

Signals

D••••• M••••••• left C••••• I••••••••• A••••••• L•• for H••• P•••• W••••• S••••••••• (registered 2025-02-21)
Oct 31, 2024 · Advisor changed firm · fact
D••••• M••••••• left E•••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-01-29)
Jan 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address