DFX Intelligence

E•••• B•• F••••• O•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

E•••• B•• F••••• O•••••

E•••• BAY ADVISORS LLC, CRD 281675

NEW YORK, NY

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Search this name across graphsid dfx:ria:1032f023-4725-1d4c-9312-456ab6d704a7

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 10
On other graphs: 2
Observed: Sep 29, 2015 to Apr 15, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E•••• B•• F••••• O•••••

Intermediary · shared crd

Family Officesidentity

E•••• B•• F••••• O•••••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $681M••• Locked
Discretionary RAUM: $681M
Private client RAUM: $681Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $68.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• D•••• N•••••	Chartered Financial Analyst	San Juan, PR \| NEW YORK, NY	5	21	n/a	no
G••••• C•••••• S••••••	n/a	NEW YORK, NY \| Boca Grande, FL	5	46

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• N•••••• C••••••• A••	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	Na	yes	09/2021	Oct 19, 2021	Dec 26, 2024
N•••••• M••••••• D••••	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	D	yes	06/2015	Sep 29, 2015	Dec 26, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$681M	$948M	-28.2%	$721M	-1.9%	15	15	1	1

Relationships

Registered with (12)

← J••••••••• F••••••• C•••••Advisorregistration: current employment
Dec 11, 2024 to presentfactForm ADV
← K••• B••••• K•••Advisorregistration: current employment
Oct 14, 2024 to presentfactForm ADV
← J•••• L••• S•••Advisorregistration: current employment
Oct 7, 2024 to presentfactForm ADV
← G••••• S••••• C•••

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-268M
Occurred
Jun 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1032f023-4725-1d4c-9312-456ab6d704a7
First observed: Sep 29, 2015
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.