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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

DAVID ZALE

Advisor at EAGLE BAY FAMILY OFFICE

Weston, CT | NEW YORK, NY

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Search this name across graphsid dfx:ria:daf609dc-5baa-5208-ffac-8d37bbcf8bd9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EAGLE BAY FAMILY OFFICE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 3
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Jun 23, 1999
First registration: Jan 2, 2003
Dual registered: no
IAPD individual key: 3168976

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ZALE CAPITAL MANAGEMENT	State registered	Jan 2, 2026	n/a	yes	Weston, CT	Current employment
EAGLE BAY FAMILY OFFICE	Independent wealth	Jun 27, 2023	n/a	yes	NEW YORK, NY	Current employment
ZALE CAPITAL MANAGEMENT, L.P.	n/a	Aug 6, 2012	Oct 9, 2023	no	NEW YORK, NY	Previous registration
BROKERSXPRESS LLC	Former SEC adviser	Mar 5, 2009	Aug 7, 2012	no	NEW YORK, NY\|CHICAGO, IL\|CHICAGO, IL	Previous registration
USF ADVISORS, LLC	n/a	Apr 7, 2006	Jul 7, 2009	no	HOUSTON, TX	Previous registration
SANDS BROTHERS ASSET MANAGEMENT LLC	Former SEC adviser	Jan 2, 2003	Nov 6, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZALE CAPITAL MANAGEMENT, L.P.	EAGLE BAY FAMILY OFFICE	Oct 9, 2023	Jun 27, 2023	-104	Firm change after gap	Other
BROKERSXPRESS LLC	ZALE CAPITAL MANAGEMENT, L.P.	Aug 7, 2012	Aug 6, 2012	-1	Firm change	Other
USF ADVISORS, LLC	BROKERSXPRESS LLC	Jul 7, 2009	Mar 5, 2009	-124	Firm change after gap	Other
SANDS BROTHERS ASSET MANAGEMENT LLC	USF ADVISORS, LLC	Nov 6, 2003	Apr 7, 2006	883	Firm change after gap	Other

Relationships

Registered with (6)

→ ZALE CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ EAGLE BAY FAMILY OFFICERegistered adviserregistration: current employment
Jun 27, 2023 to presentfactForm ADV
→ ZALE CAPITAL MANAGEMENT, L.P.Registered adviserregistration: previous registration
Aug 6, 2012 to Oct 9, 2023factForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Mar 5, 2009 to Aug 7, 2012factForm ADV
→ USF ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 7, 2006 to Jul 7, 2009factForm ADV
→ SANDS BROTHERS ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 2, 2003 to Nov 6, 2003factForm ADV

Dated events

Occurred
Oct 9, 2023
Advisor changed firm
David Zale left Zale Capital Management, L.P. for Eagle Bay Family Office (registered 2023-06-27)
Form ADVobserved 5 days ago