DFX Intelligence

N••••• M•••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

N••••• M•••••• S•••

Advisor at A•••••••• F•••••••• P•••••••• I•••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:10378455-d807-75c8-267f-8c35188ab7df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• F•••••••• P•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 23, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• F•••••••• P•••••••• I•••	State registered	Dec 7, 2022	n/a	yes	COLUMBUS, OH	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 16, 2020	Sep 28, 2022	no	Lancaster, OH\|Carroll, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	A•••••••• F•••••••• P•••••••• I•••	Sep 28, 2022	Dec 7, 2022	70	Firm change	Ibd to state RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 2, 2020

Relationships

Registered with (4)

→ A•••••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Dec 7, 2022 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 16, 2020 to Sep 28, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 13, 2018 to Mar 2, 2020factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

Occurred
Sep 28, 2022
Advisor changed firm
N••••• M•••••• S••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for A•••••••• F•••••••• P•••••••• I••• (registered 2022-12-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10378455-d807-75c8-267f-8c35188ab7df
First observed: Jan 5, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.