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Registered advisor
N••••• M•••••• S•••
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Dec 7, 2022
In the industry
15 y
since Oct 23, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••••• F•••••••• P•••••••• I••• state registered currentsince Dec 7, 2022 · Columbus, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 16, 2020 to Sep 28, 2022 · Lancaster, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 13, 2018 to Mar 2, 2020 · Dublin, Oh
- U••• B•••••• I••••••••• I••• formerJan 5, 2015 to Nov 8, 2018 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to A•••••••• F•••••••• P•••••••• I•••left Sep 28, 2022, registered Dec 7, 2022 (70 days) · Affiliated broker-dealer or bank to a state-registered adviser
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 2, 2020, registered Mar 16, 2020 (14 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• I••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 8, 2018, registered Nov 13, 2018 (5 days) · Affiliated broker-dealer or bank to another
Signals
- N••••• M•••••• S••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for A•••••••• F•••••••• P•••••••• I••• (registered 2022-12-07)Sep 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address