DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••• I••••••••• A••••••• S•••••••• L••
Maitland, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••• I••••••••• A••••••• S•••••••• L•• | Institutional manager | Jun 16, 2026 | n/a | yes | Maitland, FL | Current employment |
| N•••••• C•••••• M••••••••• I••• | Independent wealth | Feb 18, 2023 | Sep 1, 2026 | no | Hoover, AL|HATTIESBURG, MS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••• C•••••• M••••••••• I••• | C••• I••••••••• A••••••• S•••••••• L•• | Sep 1, 2026 | Jun 16, 2026 | -77 | Firm change after gap | Other |
| N••••••••• L•• | N•••••• C•••••• M••••••••• I••• | Feb 1, 2023 | Feb 18, 2023 |
| N••••••••• L•• | Independent wealth | Nov 3, 2022 | Feb 1, 2023 | no | DALLAS, TX|Hoover, AL | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Jun 19, 2019 | Aug 12, 2020 | no | Birmingham, AL | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 27, 2017 | Jun 12, 2019 | no | Birmingham, AL|FORT MILL, SC|BESSEMER, AL | Previous registration |
| O••••••••• S••••••••• I••• | Bd affiliated wealth | Jan 25, 2010 | Mar 16, 2017 | no | Birmingham, AL|BATON ROUGE, LA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Feb 26, 2002 | Sep 24, 2002 | no | BIRMINGHAM, AL | Previous registration |
| 17 |
| Firm change |
| RIA to RIA |
| P•••••••• S••••••••• I••• | N••••••••• L•• | Aug 12, 2020 | Nov 3, 2022 | 813 | Firm change after gap | Ibd to RIA |
| L•• F•••••••• L•• | P•••••••• S••••••••• I••• | Jun 12, 2019 | Jun 19, 2019 | 7 | Firm change | RIA to ibd |
| O••••••••• S••••••••• I••• | L•• F•••••••• L•• | Mar 16, 2017 | Mar 27, 2017 | 11 | Firm change | Other |
| M••••• S•••••• D• I••• | O••••••••• S••••••••• I••• | Sep 24, 2002 | Jan 25, 2010 | 2,680 | Firm change after gap | Other |