DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 286002
CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JAMES PATRICK WINCHESTER | n/a | CLEVELAND, OH | Woodstock, GA | 8 | 28 | 2 | yes |
| MICHAEL BERNARD GLACKIN | Certified Financial Planner | MEDIA, PA | CLEVELAND, OH | 8 | 32 | 3 | no |
| CHRISTOPHER JOHN TOMLINSON | n/a | CLEVELAND, OH | MEDIA, PA | 8 | 29 | 3 | no |
| BRADLEY PATRICK WARNER | n/a | CLEVELAND, OH | MEDIA, PA | 8 | 23 | 7 | no |
| RICHARD CHRISTIAN RITZER | Certified Financial Planner | CLEVELAND, OH | MEDIA, PA | 8 | 15 | 2 | no |
| PATRICIA MARIE CAGE | n/a | Columbia, MD | CLEVELAND, OH | 7 | 34 | 1 | no |
| MORGAN LEE DESALVO | Certified Financial Planner | CLEVELAND, OH | 7 | 20 | 4 | no |
| JOSEPH SCOTT LONG | n/a | CLEVELAND, OH | 7 | 26 | 2 | no |
| JONATHAN J SQUIRE | n/a | CLEVELAND, OH | 7 | 12 | 1 | no |
| CHARLES GARLIN STOUT | n/a | Boca Raton, FL | CLEVELAND, OH | 7 | 26 | 1 | yes |
| MARTIN BARNWELL BEL | Chartered Financial Analyst | CLEVELAND, OH | Maitland, FL | 7 | 32 | 1 | no |
| PAULA MARIE LEWIS | n/a | CLEVELAND, OH | 7 | 12 | 1 | no |
| ROBERT ALAN LONGFIELD | Chartered Financial Analyst | CLEVELAND, OH | Memphis, TN | 7 | 35 | 2 | no |
| BRIAN L JONES | n/a | CLEVELAND, OH | Memphis, TN | 7 | 34 | 2 | no |
| JEFFREY FORREST BARNES | Certified Financial Planner | Memphis, TN | CLEVELAND, OH | 7 | 33 | 5 | no |
| IAN M JANECEK | n/a | Memphis, TN | CLEVELAND, OH | 7 | 22 | 2 | no |
| SCOTT ALAN ARNWINE | n/a | Memphis, TN | CLEVELAND, OH | 7 | 24 | 3 | no |
| CINDY RENEA ORR | n/a | Kansas City, MO | CLEVELAND, OH | 7 | 33 | 1 | no |
| KALMAN DAVID MUCHNICK | n/a | CLEVELAND, OH | Philadelphia, PA | 7 | 28 | 4 | no |
| PATRICK G DONNELLY | Certified Financial Planner|Chartered Financial Analyst | CLEVELAND, OH | 6 | 14 | 3 | no |
| CORY JOSEPH MCCOMAS | n/a | CLEVELAND, OH | Cleveland, OH | 6 | 12 | 1 | no |
| ANDREW CHARLES VANBUREN | n/a | West Conshohocken, PA | CLEVELAND, OH | 6 | 40 | 2 | no |
| KAREN SUSAN ROBERTS | n/a | CLEVELAND, OH | Maitland, FL | 6 | 26 | 1 | no |
| DEREK MICHAEL OTREMBA | n/a | CLEVELAND, OH | Columbia, MD | 6 | 29 | 1 | no |
| KERRY JO ELY | n/a | CLEVELAND, OH | Cleveland, OH | 6 | 19 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Brown, Christopher, Mark | CHIEF COMPLIANCE OFFICER | Na | yes | 11/2021 | Nov 30, 2021 | Dec 19, 2024 |
| CBIZ OPERATIONS INC. | SOLE MEMBER | E | yes | 09/2016 | Jan 16, 2017 | Dec 19, 2024 |
| CBIZ, INC | SOLE OWNER | E | yes | 11/1996 | Jan 16, 2017 | Dec 19, 2024 |
| King, James, Andrew | President | Na | yes | 12/2024 | Dec 19, 2024 | Dec 19, 2024 |
| MELLARD, NANCY, MARIE | Director | Na | yes | 01/2024 | Mar 22, 2024 | Dec 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CBIZ FINANCIAL SOLUTIONS, INC. | n/a | Institutional manager | $8.9M | N | yes | n/a |
| CBIZ INC | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Memphis | Tn | United States | 8 | no |
| Cumberland | Md | United States | 6 | yes |
| KANSAS CITY | Mo | United States | 5 | yes |
| Media | Pa | United States | 5 | no |
| Phoenix | Az | United States | 3 | yes |
| Maitland | FL | United States | 3 | no |
| WEST CONSHOHOCKEN | Pa | United States | 3 | no |
| Tucson | Az | United States | 2 | yes |
| SAN JOSE | CA | United States | 2 | yes |
| Denver | Co | United States | 2 | no |
| Columbia | Md | United States | 2 | no |
| Minneapolis | Mn | United States | 2 | no |
| ST. LOUIS | Mo | United States | 2 | no |
| PLEASANT HILL | CA | United States | 1 | no |
| BOCA RATON | FL | United States | 1 | yes |
| Atlanta | Ga | United States | 1 | yes |
| Woodstock | Ga | United States | 1 | yes |
| Indianapolis | In | United States | 1 | no |
| Boston | Ma | United States | 1 | no |
| Philadelphia | Pa | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $13B | $13B | 93 | 87 | 23 | n/a | n/a |
| 2024 | Mar 27, 2025 | $10B | $10B | 86 | 80 | 20 | n/a | n/a |
| 2023 | Mar 22, 2024 | $8.9B | $8.9B | 94 | 86 | 20 | n/a | n/a |
| 2022 | Mar 28, 2023 | $6.5B | $6.5B | 91 | 86 | 16 | n/a | n/a |
| 2021 | Mar 25, 2022 | $7.1B | $7.1B | 89 | 83 | 18 | n/a | n/a |
| 2020 | Mar 31, 2021 | $6.7B | $6.7B | 89 | 79 | 17 | n/a | n/a |
| 2019 | Mar 30, 2020 | $4.3B | $4.3B | 83 | 70 | 14 | n/a | n/a |
| 2018 | Mar 29, 2019 | $2.0B | $2.0B | 55 | 38 | 10 | n/a | n/a |
| 2017 | Mar 29, 2018 | $146M | $146M | 32 | 16 | 11 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 11 | 5 | 6 | 5.5% | 6 | 2 | 0 | 18 | 15 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $13B | $10B | 21.6% | $6.5B | 25.5% | 93 | 86 | 23 | 20 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CBIZ RETIREMENT PLAN ADVISORY SERVICES | 12 | Dec 31, 2021 | Jun 17, 2020 | CLEVELAND, OH | Channel change | Other | 30.8% |
| GAVION, LLC | 6 | Dec 11, 2019 | Jul 31, 2019 | MEMPHIS, TN | Firm absorbed | Other | 100.0% |
| INR ADVISORY SERVICES, LLC | 4 | Apr 1, 2019 | May 29, 2018 | MEDIA, PA | Firm absorbed | Other | 100.0% |
| SEQUOIA FINANCIAL GROUP, L.L.C. | 7 | Dec 31, 2018 | Dec 20, 2018 | AKRON, OH | Team lift out | RIA to RIA | 18.4% |