DFX Intelligence

C••••• J•••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C••••• J•••• W••••••••

Advisor at G••••••• P•••• A•••••••• L••

••• Locked

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• P•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• P•••• A•••••••• L••	Independent wealth	Mar 5, 2021	n/a	yes	Bangor, ME\|WELLESLEY, MA	Current employment
G••••••• P•••• R••••••••• S•••••••• L••	Other adviser	Feb 17, 2021	n/a	yes	PORTLAND, ME\|Bangor, ME	Current employment

Relationships

Registered with (2)

→ G••••••• P•••• A•••••••• L••Registered adviserregistration: current employment
Mar 5, 2021 to presentfactForm ADV
→ G••••••• P•••• R••••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 17, 2021 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 1, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.