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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GUIDANCE POINT ADVISORS, LLC

CRD 148768

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5aff86b6-27ad-cfed-4170-c3cab180bdd5

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Nov 16, 2011 to Feb 10, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $558MItem 5.F on the latest filing (2026-02-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $558M
Private client RAUM: $557MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $112Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 701
Individual clients: 162
High net worth clients: 90
Custody, client assets: $109M
SEC number: 801-77258
CRD: 148768
Filings on the tape: 51
First filed: Nov 16, 2011
Latest filed: Feb 10, 2026
Organised: Limited Liability Company, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WESLEY AUSTIN DELCOL	Certified Financial Planner	WELLESLEY, MA	17	21	1	no
ANDREW JAY WALKER	n/a	Portland, ME \| WELLESLEY, MA \| PORTLAND, ME	14	24	3	no
BENJAMIN JAMES SMITH	Chartered Financial Analyst	WELLESLEY, MA \| BANGOR, ME \| PORTLAND, ME	14	14	n/a	no
CHRISTOPHER ROBERT DEL COL	n/a	WELLESLEY, MA	9	37	n/a	no
Curtis James Worcester	n/a	Bangor, ME \| PORTLAND, ME \| WELLESLEY, MA	5	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DELCOL, WESLEY, AUSTIN	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/OWNS COMMON SHARES	D	yes	10/2008	Nov 16, 2011	Oct 3, 2024
DELCOL, ROBERT, EGIDIO	MEMBER/OWNS PREFERRED A SHARES,NON-VOTING	B	no	10/2008	Nov 16, 2011	Oct 3, 2024
SMITH, BENJAMIN, JAMES	MEMBER/PREFERRED UNIT HOLDER AND PRINCIPAL	B	no	10/2015	Oct 29, 2015	Oct 3, 2024
WALKER, ANDREW, JAY	MEMBER/PREFERRED UNIT HOLDER AND PRINCIPAL	B	no	10/2015	Oct 29, 2015	Oct 3, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bangor	Me	United States	2	no
Portland	Me	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 10, 2026	$558M	$558M	5	5	3	n/a	n/a
2024	Feb 11, 2025	$492M	$492M	6	6	4	n/a	n/a
2023	Feb 6, 2024	$393M	$393M	6	6	4	n/a	n/a
2022	Feb 8, 2023	$342M	$342M	7	7	4	n/a	n/a
2021	Feb 6, 2022	$343M	$343M	7	7	4	n/a	n/a
2020	Feb 10, 2021	$316M	$316M	6	6	4	n/a	n/a
2019	Mar 11, 2020	$294M	$294M	6	6	4	n/a	n/a
2018	Feb 27, 2019	$242M	$242M	6	6	4	n/a	n/a
2017	Mar 9, 2018	$260M	$236M	6	6	4	n/a	n/a
2016	Feb 8, 2017	$188M	$167M	5	5	n/a	n/a	n/a
2015	Mar 29, 2016	$127M	$108M	4	4	n/a	n/a	n/a
2014	Mar 12, 2015	$132M	$108M	5	5	n/a	n/a	n/a
2013	Mar 13, 2014	$126M	$100M	5	5	n/a	n/a	n/a
2012	Mar 20, 2013	$112M	$110M	3	3	n/a	n/a	n/a
2011	Mar 19, 2012	$73.0M	$73.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$558M	$492M	13.4%	$342M	17.8%	5	6	3	4

Relationships

Registered with (7)

← Curtis James WorcesterAdvisorregistration: current employment
Mar 5, 2021 to presentfactForm ADV
← CHRISTOPHER ROBERT DEL COLAdvisorregistration: current employment
Dec 12, 2016 to presentfactForm ADV
← ANDREW JAY WALKERAdvisorregistration: current employment
Aug 28, 2013 to presentfactForm ADV
← BENJAMIN JAMES SMITHAdvisorregistration: current employment
May 25, 2012 to presentfactForm ADV
← WESLEY AUSTIN DELCOLAdvisorregistration: current employment
Dec 10, 2008 to presentfactForm ADV
← ABIGAIL AMANDA DOODYAdvisorregistration: previous registration
Aug 29, 2013 to May 5, 2023factForm ADV
← Bree Clements COTAAdvisorregistration: previous registration
Jul 15, 2012 to Nov 23, 2015factForm ADV

Owns (3)

← DELCOL, ROBERT, EGIDIOOwnerMEMBER/OWNS PREFERRED A SHARES,NON-VOTING, ownership code B, individual
Nov 16, 2011 to Oct 3, 2024factForm ADV
← WALKER, ANDREW, JAYOwnerMEMBER/PREFERRED UNIT HOLDER AND PRINCIPAL, ownership code B, individual
Oct 29, 2015 to Oct 3, 2024factForm ADV
← SMITH, BENJAMIN, JAMESOwnerMEMBER/PREFERRED UNIT HOLDER AND PRINCIPAL, ownership code B, individual
Oct 29, 2015 to Oct 3, 2024factForm ADV

Controls (1)

← DELCOL, WESLEY, AUSTINOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER/OWNS COMMON SHARES, ownership code D, individual
Nov 16, 2011 to Oct 3, 2024factForm ADV

Dated events

Occurred
May 5, 2023
Advisor changed firm
Abigail Amanda Doody left Guidance Point Advisors, Llc for Guidance Point Retirement Services, Llc (registered 2013-08-29)
Form ADVobserved 5 days ago
Occurred
Oct 9, 2012
First Form ADV filing
Guidance Point Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5aff86b6-27ad-cfed-4170-c3cab180bdd5
First observed: Nov 16, 2011
Last observed: Feb 10, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GUIDANCE POINT ADVISORS, LLC

CRD 148768

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5aff86b6-27ad-cfed-4170-c3cab180bdd5

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WESLEY AUSTIN DELCOL

Certified Financial Planner

WELLESLEY, MA

ANDREW JAY WALKER

n/a

Portland, ME | WELLESLEY, MA | PORTLAND, ME

BENJAMIN JAMES SMITH

Chartered Financial Analyst

WELLESLEY, MA | BANGOR, ME | PORTLAND, ME

n/a

CHRISTOPHER ROBERT DEL COL

n/a

WELLESLEY, MA

n/a

Curtis James Worcester

n/a

Bangor, ME | PORTLAND, ME | WELLESLEY, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DELCOL, WESLEY, AUSTIN

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/OWNS COMMON SHARES

yes

10/2008

Nov 16, 2011

Oct 3, 2024

DELCOL, ROBERT, EGIDIO

MEMBER/OWNS PREFERRED A SHARES,NON-VOTING

10/2008

Nov 16, 2011

Oct 3, 2024

SMITH, BENJAMIN, JAMES

MEMBER/PREFERRED UNIT HOLDER AND PRINCIPAL

10/2015

Oct 29, 2015

Oct 3, 2024

WALKER, ANDREW, JAY

MEMBER/PREFERRED UNIT HOLDER AND PRINCIPAL

10/2015

Oct 29, 2015

Oct 3, 2024

City

State

Country

Employees

Also broker-dealer

Bangor

United States

Portland

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 10, 2026

$558M

n/a

2024

Feb 11, 2025

$492M

n/a

2023

Feb 6, 2024

$393M

n/a

2022

Feb 8, 2023

$342M

n/a

2021

Feb 6, 2022

$343M

n/a

2020

Feb 10, 2021

$316M

n/a

2019

Mar 11, 2020

$294M

n/a

2018

Feb 27, 2019

$242M

n/a

2017

Mar 9, 2018

$260M

$236M

n/a

2016

Feb 8, 2017

$188M

$167M

n/a

2015

Mar 29, 2016

$127M

$108M

n/a

2014

Mar 12, 2015

$132M

$108M

n/a

2013

Mar 13, 2014

$126M

$100M

n/a

2012

Mar 20, 2013

$112M

$110M

n/a

2011

Mar 19, 2012

$73.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$558M

$492M

13.4%

$342M

17.8%