DFX Intelligence
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Reading the graph
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Advisor at R•• S••••••••• I•••
LOS ANGELES, CA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• R•••••••• L•• | Bd affiliated wealth | Jul 6, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| R•• S••••••••• I••• | Bd affiliated wealth | Jul 6, 2026 | n/a | yes | LOS ANGELES, CA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• I••••••••• S••••••••• | R•• S••••••••• I••• | Jan 6, 2025 | Feb 20, 2025 | 45 | Firm change | Ibd to RIA |
| U••• B•••••• A•••••••• L•• | W•••••• I••••••••• S••••••••• | Mar 26, 2014 | Apr 2, 2014 |
| Bd affiliated wealth |
| Feb 20, 2025 |
| Jan 29, 2026 |
| no |
| NEW YORK, NY|Los Angeles, CA|Claremont, CA |
| Previous registration |
| W•••••• I••••••••• S••••••••• | Former SEC adviser | Apr 2, 2014 | Jan 6, 2025 | no | PASADENA, CA|PASADENA, CA|Pasadena, CA | Previous registration |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Jul 17, 2008 | Mar 26, 2014 | no | LOS ANGELES, CA | Previous registration |
| W••• I••••••••• I••• | n/a | Jul 11, 2006 | Jul 17, 2008 | no | IRVINE, CA|IRVINE, CA | Previous registration |
| 7 |
| Firm change |
| Other |
| W••• I••••••••• I••• | U••• B•••••• A•••••••• L•• | Jul 17, 2008 | Jul 17, 2008 | 0 | Firm change | Other |