DFX Intelligence

J••••• M•••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J••••• M•••• D••••••••

Advisor at R•• C•••••• M••••••• L••

Milwaukee, WI

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Search this name across graphsid dfx:ria:105c0edd-a7a6-0b8c-6019-bc27c5b58011

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Apr 21, 2026	n/a	yes	Milwaukee, WI	Current employment
M••••• S••••••	Wirehouse	Sep 20, 2019	Apr 22, 2026	no	Milwaukee, WI\|Waukesha, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R•• C•••••• M••••••• L••	Apr 22, 2026	Apr 21, 2026	-1	Firm change	Wirehouse to ibd
E•••••• F•••••••• S•••••••• L••	M••••• S••••••	Nov 2, 2018	Sep 20, 2019

Relationships

Registered with (4)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Apr 21, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 20, 2019 to Apr 22, 2026factForm ADV
→ E•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 16, 2017 to Nov 2, 2018factForm ADV
→ B• C• Z•••••• A•• C••••••

Dated events

Occurred
Apr 22, 2026
Advisor changed firm
J••••• M•••• D•••••••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2026-04-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:105c0edd-a7a6-0b8c-6019-bc27c5b58011
First observed: Feb 1, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.