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Advisor at US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC
SAN FRANCISCO, CA | Carlsbad, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC | State registered | May 28, 2025 | n/a | yes | Carlsbad, CA|SAN FRANCISCO, CA | Current employment |
| ZERO DAY CAPITAL ENTERPRISES LLC | Independent wealth | Oct 28, 2024 | Mar 25, 2025 | no | Carlsbad, CA | Previous registration |
| ZERO DAY CAPITAL ENTERPRISES LLC | Independent wealth | May 23, 2024 | Oct 23, 2024 | no | WEST POINT, NY|Carlsbad, CA | Previous registration |
| TACTIVE ADVISORS, LLC | Independent wealth | Apr 8, 2024 | Jan 22, 2025 | no | SARASOTA, FL|Carlsbad, CA | Previous registration |
| EMPIRIKAL PARTNERS LLC | State registered | May 31, 2022 | May 17, 2024 | no | Carlsbad, CA|PHOENIX, AZ | Previous registration |
| CLARAPHI ADVISORY NETWORK, LLC | Independent wealth | Mar 11, 2020 | Jun 24, 2022 | no | Carlsbad, CA | Previous registration |
| WORLD INVESTMENT ADVISORS, LLC | Other adviser | Jun 20, 2019 | Apr 3, 2020 | no | Solana Beach, CA|Carlsbad, CA|LINCROFT, NJ|Escondido, CA | Previous registration |
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | Aug 7, 2012 | Jul 30, 2019 | no | CARLSBAD, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 20, 2009 | Dec 17, 2015 | no | CARLSBAD, CA|SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 15, 1997 | Mar 23, 2009 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ZERO DAY CAPITAL ENTERPRISES LLC | US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC | Mar 25, 2025 | May 28, 2025 | 64 | Firm change | RIA to state RIA |
| TACTIVE ADVISORS, LLC | ZERO DAY CAPITAL ENTERPRISES LLC | Jan 22, 2025 | May 23, 2024 | -244 | Firm change after gap | RIA to new firm |
| EMPIRIKAL PARTNERS LLC | TACTIVE ADVISORS, LLC | May 17, 2024 | Apr 8, 2024 | -39 | Firm change after gap | Other |
| CLARAPHI ADVISORY NETWORK, LLC | EMPIRIKAL PARTNERS LLC | Jun 24, 2022 | May 31, 2022 | -24 | Firm change | RIA to state RIA |
| WORLD INVESTMENT ADVISORS, LLC | CLARAPHI ADVISORY NETWORK, LLC | Apr 3, 2020 | Mar 11, 2020 | -23 | Firm change | Ibd to RIA |
| INDEPENDENT FINANCIAL PARTNERS | WORLD INVESTMENT ADVISORS, LLC | Jul 30, 2019 | Jun 20, 2019 | -40 | Firm change after gap | Ibd to ibd |
| LPL FINANCIAL LLC | INDEPENDENT FINANCIAL PARTNERS | Dec 17, 2015 | Aug 7, 2012 | -1,227 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Mar 23, 2009 | Mar 20, 2009 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125112:208512:CA:2019-07-30 | Jul 30, 2019 | Jun 20, 2019 | CARLSBAD, CA | Firm change after gap |