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RIA / WealthAdvisor34 years in industry

Robert Anthony Spicer

Advisor at LIFT ASSET MANAGEMENT

ENGLEWOOD, CO

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Search this name across graphsid dfx:ria:1061b1d2-5232-6568-3259-a91c048644b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIFT ASSET MANAGEMENT
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 24, 1991
First registration: Jan 1, 1999
Dual registered: no
Other names: BOB SPICER|Robert Spicer
IAPD individual key: 2180061

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIFT ASSET MANAGEMENT	Former SEC adviser	Sep 6, 2024	n/a	yes	ENGLEWOOD, CO	Current employment
EDWARD JONES	National bd RIA	Dec 18, 2020	Sep 9, 2024	no	LITTLETON, CO\|Littleton, CO	Previous registration
DENVER PWM, LLC	Independent wealth	May 7, 2014	Dec 31, 2018	no	DENVER, CO	Previous registration
FIRST FINANCIAL EQUITY CORPORATION	Former SEC adviser	Sep 8, 2006	Jan 7, 2021	no	DENVER, CO\|AURORA, CO\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|GREENWOOD VILLAGE, CO\|ASPEN, CO\|Littleton, CO\|Littleton, CO\|Littleton, CO	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 1, 1999	Jun 5, 2006	no	CENTENNIAL, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	LIFT ASSET MANAGEMENT	Sep 9, 2024	Sep 6, 2024	-3	Firm change	Ibd to new firm
FIRST FINANCIAL EQUITY CORPORATION	DENVER PWM, LLC	Jan 7, 2021	May 7, 2014	-2,437	Firm change after gap	Other
DENVER PWM, LLC	EDWARD JONES	Dec 31, 2018	Dec 18, 2020	718	Firm change after gap	RIA to ibd
MORGAN STANLEY DW INC.	FIRST FINANCIAL EQUITY CORPORATION	Jun 5, 2006	Sep 8, 2006	95	Firm change	Other

Relationships

Registered with (5)

→ LIFT ASSET MANAGEMENTRegistered adviserregistration: current employment
Sep 6, 2024 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 18, 2020 to Sep 9, 2024factForm ADV
→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviserregistration: previous registration
Sep 8, 2006 to Jan 7, 2021factForm ADV
→ DENVER PWM, LLCRegistered adviserregistration: previous registration
May 7, 2014 to Dec 31, 2018factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 1, 1999 to Jun 5, 2006factForm ADV

Dated events

Occurred
Sep 9, 2024
Advisor changed firm
Robert Anthony Spicer left Edward Jones for Lift Asset Management (registered 2024-09-06)
Form ADVobserved 5 days ago