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RIA / WealthAdvisorCertified Financial Planner35 years in industry

JACQUELINE ANN RUNNBERG

Advisor at RIVER STREET ADVISORS, LLC

AURORA, IL

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Search this name across graphsid dfx:ria:106cf95c-3238-da42-e8d9-99f4a4295cc5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIVER STREET ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 26, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Dec 26, 1990
First registration: Jul 15, 2004
Dual registered: no
Other names: JACQUELINE ANN RUNNBERG|JACKIE ANN KOZEMZAK|JACQUELINE ANN KOZEMZAK
IAPD individual key: 2000466

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIVER STREET ADVISORS, LLC	Independent wealth	Aug 18, 2015	n/a	yes	AURORA, IL	Current employment
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Dec 14, 2005	Apr 30, 2012	no	WEST DUNDEE, IL\|CHICAGO, IL\|CARY, IL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 12, 2004	Dec 31, 2005	no	CRYSTAL LAKE, IL	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Jul 15, 2004	Nov 11, 2004	no	BROOKFIELD, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BMO HARRIS FINANCIAL ADVISORS, INC	RIVER STREET ADVISORS, LLC	Apr 30, 2012	Aug 18, 2015	1,205	Firm change after gap	Other
E*TRADE CAPITAL MANAGEMENT, LLC	BMO HARRIS FINANCIAL ADVISORS, INC	Dec 31, 2005	Dec 14, 2005	-17	Bulk transfer	Other
SII INVESTMENTS, INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Nov 11, 2004	Oct 12, 2004	-30	Firm change	Other

Relationships

Registered with (4)

→ RIVER STREET ADVISORS, LLCRegistered adviserregistration: current employment
Aug 18, 2015 to presentfactForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Dec 14, 2005 to Apr 30, 2012factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 12, 2004 to Dec 31, 2005factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 15, 2004 to Nov 11, 2004factForm ADV

Dated events

No dated event names this entity yet.