RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••••• A•• R•••••••
- R•••• S••••• A•••••••• L•• independent RIA currentsince Aug 18, 2015 · Aurora, Il
- B•• H••••• F•••••••• A•••••••• I•• formerDec 14, 2005 to Apr 30, 2012 · West Dundee, Il
- E•••••• C•••••• M••••••••• L•• formerOct 12, 2004 to Dec 31, 2005 · Crystal Lake, Il
- S•• I••••••••• I••• formerJul 15, 2004 to Nov 11, 2004 · Brookfield, Wi
- B•• H••••• F•••••••• A•••••••• I•• to R•••• S••••• A•••••••• L••left Apr 30, 2012, registered Aug 18, 2015 (1205 days) · Other
- E•••••• C•••••• M••••••••• L•• to B•• H••••• F•••••••• A•••••••• I••left Dec 31, 2005, registered Dec 14, 2005 (-17 days) · corporate re-registration, not a move
- S•• I••••••••• I••• to E•••••• C•••••• M••••••••• L••left Nov 11, 2004, registered Oct 12, 2004 (-30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address