DFX Intelligence

T••••• M••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner45 years in industry

T••••• M••••• J••••••

Advisor at A••••••• W••••• M••••••••• L••

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:107369d5-8e45-956a-f439-6cc9e8a460ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M••••••••• L••	Independent wealth	Mar 12, 2012	n/a	yes	ATLANTA, GA	Current employment
C••••• I••••••••• A•••••••• L••	Former SEC adviser	Oct 25, 2011	Sep 24, 2014	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A•••••••• L••	A••••••• W••••• M••••••••• L••	Sep 24, 2014	Mar 12, 2012	-926	Firm change after gap	Other
S••• C•••••• H•••••••• L••	C••••• I••••••••• A•••••••• L••	Nov 13, 2013	Oct 25, 2011

Relationships

Registered with (4)

→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 12, 2012 to presentfactForm ADV
→ C••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 25, 2011 to Sep 24, 2014factForm ADV
→ S••• C•••••• H•••••••• L••Registered adviserregistration: previous registration
Mar 24, 2011 to Nov 13, 2013factForm ADV
→ F•••• L••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:107369d5-8e45-956a-f439-6cc9e8a460ed
First observed: Jun 1, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.