RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M••••• J••••••
- A••••••• W••••• M••••••••• L•• independent RIA currentsince Mar 12, 2012 · Atlanta, Ga
- C••••• I••••••••• A•••••••• L•• formerOct 25, 2011 to Sep 24, 2014 · Charlotte, Nc
- S••• C•••••• H•••••••• L•• formerMar 24, 2011 to Nov 13, 2013 · Atlanta, Ga
- F•••• L••••• S••••••••• L•• unclassifiedJun 1, 2009 to Apr 15, 2010 · Helena, Al
- C••••• I••••••••• A•••••••• L•• to A••••••• W••••• M••••••••• L••left Sep 24, 2014, registered Mar 12, 2012 (-926 days) · Other
- S••• C•••••• H•••••••• L•• to C••••• I••••••••• A•••••••• L••left Nov 13, 2013, registered Oct 25, 2011 (-750 days) · Other
- F•••• L••••• S••••••••• L•• to S••• C•••••• H•••••••• L••left Apr 15, 2010, registered Mar 24, 2011 (343 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address