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RIA / WealthAdvisor22 years in industry

TONI MARIE VAUGHAN

Advisor at SPARK ASSET MANAGEMENT GROUP

Denver, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPARK ASSET MANAGEMENT GROUP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 27, 2004
First registration: Aug 13, 2004
Dual registered: no
Other names: TONI MARIE REYNOLDS|TONI MARIE RAINVILLE|TONI MARIE VAUGHAN|TONI VAUGHAN
IAPD individual key: 2963070

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SPARK ASSET MANAGEMENT GROUP	State registered	Jun 19, 2017	n/a	yes	Denver, CO	Current employment
BTS ASSET MANAGEMENT, INC.	Independent wealth	Jul 6, 2017	Dec 31, 2022	no	Denver, CO	Previous registration
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	Apr 26, 2012	Dec 31, 2025	no	KANNAPOLIS, NC\|AURORA, CO\|DENVER, CO	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Apr 5, 2012	Apr 25, 2012	no	DENVER, CO	Previous registration
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	Aug 13, 2004	Mar 7, 2012	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SYNERGY INVESTMENT GROUP, LLC	SPARK ASSET MANAGEMENT GROUP	Dec 31, 2025	Jun 19, 2017	-3,117	Firm change after gap	Other
BTS ASSET MANAGEMENT, INC.	n/a	Dec 31, 2022	n/a	n/a	Departure no registered destination	Departure
STERNE AGEE ASSET MANAGEMENT, INC.	SYNERGY INVESTMENT GROUP, LLC	Apr 25, 2012	Apr 26, 2012	1	Firm change	Other
SYNERGY INVESTMENT GROUP, LLC	STERNE AGEE ASSET MANAGEMENT, INC.	Mar 7, 2012	Apr 5, 2012	29	Firm change	Other

Relationships

Registered with (4)

→ SPARK ASSET MANAGEMENT GROUPRegistered adviserregistration: current employment
Jun 19, 2017 to presentfactForm ADV
→ SYNERGY INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Apr 26, 2012 to Dec 31, 2025factForm ADV
→ BTS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 6, 2017 to Dec 31, 2022factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 5, 2012 to Apr 25, 2012factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Toni Marie Vaughan left Synergy Investment Group, Llc for Spark Asset Management Group (registered 2017-06-19)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor departed, no destination yet
Toni Marie Vaughan no longer registered at Bts Asset Management, Inc.; no later IA registration on IAPD
Form ADVobserved 6 days ago