RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• M•••• V••••••
- S•••• A•••• M••••••••• G•••• state registered currentsince Jun 19, 2017 · Denver, Co
- B•• A•••• M••••••••• I••• independent RIAJul 6, 2017 to Dec 31, 2022 · Denver, Co
- S•••••• I••••••••• G••••• L•• formerApr 26, 2012 to Dec 31, 2025 · Kannapolis, Nc
- S••••• A••• A•••• M••••••••• I••• formerApr 5, 2012 to Apr 25, 2012 · Denver, Co
- S•••••• I••••••••• G••••• L•• formerAug 13, 2004 to Mar 7, 2012 · Denver, Co
- S•••••• I••••••••• G••••• L•• to S•••• A•••• M••••••••• G••••left Dec 31, 2025, registered Jun 19, 2017 (-3117 days) · Other
- B•• A•••• M••••••••• I••• to no registered destinationleft Dec 31, 2022 · Departure, no registered destination
- S••••• A••• A•••• M••••••••• I••• to S•••••• I••••••••• G••••• L••left Apr 25, 2012, registered Apr 26, 2012 (1 days) · Other
- S•••••• I••••••••• G••••• L•• to S••••• A••• A•••• M••••••••• I•••left Mar 7, 2012, registered Apr 5, 2012 (29 days) · Other
- T••• M•••• V•••••• left S•••••• I••••••••• G••••• L•• for S•••• A•••• M••••••••• G•••• (registered 2017-06-19)Dec 31, 2025 · Advisor changed firm · fact
- T••• M•••• V•••••• no longer registered at B•• A•••• M••••••••• I•••; no later IA registration on IAPDDec 31, 2022 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address