This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AEGIS CAPITAL CORP.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 21, 1998earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Apr 21, 1998

First registration

Apr 30, 2009

Dual registered

no

Other names

RANDY MOENING|WILLIAM R MOENING

IAPD individual key

3029155

• Occurred

  Apr 9, 2025
  Advisor changed firm

  William Randall Moening left Rbc Capital Markets, Llc for Aegis Capital Corp. (registered 2025-05-16)

  Form ADVobserved 3 days ago
• Occurred

  Dec 21, 2023
  Advisor changed firm

  William Randall Moening left Wells Fargo Advisors for Rbc Capital Markets, Llc (registered 2024-02-22)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:108772e0-50c8-c491-e8bb-5fc2e4334b60

First observed

Apr 30, 2009

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.