RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• R•••••• M••••••
- A•••• C•••••• C•••• BD affiliated currentsince May 16, 2025 · Austin, Tx
- R•• C•••••• M••••••• L•• national BDFeb 22, 2024 to Apr 9, 2025 · Austin, Tx
- W•••• F•••• A••••••• wirehouseApr 30, 2009 to Dec 21, 2023 · Austin, Tx
- R•• C•••••• M••••••• L•• to A•••• C•••••• C••••left Apr 9, 2025, registered May 16, 2025 (37 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•• C•••••• M••••••• L••left Dec 21, 2023, registered Feb 22, 2024 (63 days) · Wirehouse to affiliated broker-dealer or bank
- W•••••• R•••••• M•••••• left R•• C•••••• M••••••• L•• for A•••• C•••••• C•••• (registered 2025-05-16)Apr 9, 2025 · Advisor changed firm · fact
- W•••••• R•••••• M•••••• left W•••• F•••• A••••••• for R•• C•••••• M••••••• L•• (registered 2024-02-22)Dec 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address