This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SUMMIT FINANCIAL, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 8, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Mar 8, 2007

First registration

Jan 22, 2008

Dual registered

no

Other names

KATIE OWENS|KATIE BRAKVILL|KATHERINE BRAKVILL

IAPD individual key

5274684

• Occurred

  Mar 10, 2026
  Advisor changed firm

  Katherine Nancy Owens left Wells Fargo Advisors for Summit Financial, Llc (registered 2026-03-09)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:10a62b58-b41b-7663-897c-8b01e30097b8

First observed

Jan 22, 2008

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.