DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Katherine Nancy Owens
Feed of 09/14/2026
Also filed as Katie Owens
At current firm
0 y
since Mar 9, 2026
In the industry
19 y
since Mar 8, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Summit Financial, LLC BD affiliated currentsince Mar 9, 2026 · Cincinnati, Oh
- Wells Fargo Advisors wirehouseAug 8, 2019 to Mar 10, 2026 · Cincinnati, Oh
- Fort Washington Investment Advisors Inc institutionalNov 29, 2016 to Aug 12, 2019 · Cincinnati, Oh
- U.S. Bancorp Investments, Inc. formerFeb 14, 2011 to Sep 27, 2016 · West Chester, Oh
- Pnc Wealth Management BD affiliatedJan 22, 2008 to Feb 5, 2010 · Milford, Oh
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Summit Financial, LLCleft Mar 10, 2026, registered Mar 9, 2026 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Fort Washington Investment Advisors Inc to Wells Fargo Advisorsleft Aug 12, 2019, registered Aug 8, 2019 (-4 days) · Other · moved with a team
- U.S. Bancorp Investments, Inc. to Fort Washington Investment Advisors Incleft Sep 27, 2016, registered Nov 29, 2016 (63 days) · Other · moved with a team
- Pnc Wealth Management to U.S. Bancorp Investments, Inc.left Feb 5, 2010, registered Feb 14, 2011 (374 days) · Other
Signals
- Katherine Nancy Owens left Wells Fargo Advisors for Summit Financial, Llc (registered 2026-03-09)Mar 10, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address