DFX Intelligence

N••••••• B•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

N••••••• B•••• S••••••••

Advisor at T•••• P••••••• L••

Lehi, UT

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Search this name across graphsid dfx:ria:10b09d28-c718-9c24-a7ba-2d412115664f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• P••••••• L••	Independent wealth	Apr 29, 2026	n/a	yes	Lehi, UT	Current employment
D•••••••• W••••• M••••••••• L••	Independent wealth	Mar 10, 2025	Jan 2, 2026	no	Orem, UT\|SOUTH JORDAN, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• W••••• M••••••••• L••	T•••• P••••••• L••	Jan 2, 2026	Apr 29, 2026	117	Firm change	RIA to new firm
N•••• C••••••	D•••••••• W••••• M••••••••• L••	Jun 10, 2024	Mar 10, 2025

Relationships

Registered with (5)

→ T•••• P••••••• L••Registered adviserregistration: current employment
Apr 29, 2026 to presentfactForm ADV
→ D•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 10, 2025 to Jan 2, 2026factForm ADV
→ N•••• C••••••Registered adviserregistration: previous registration
Jul 13, 2021 to Jun 10, 2024factForm ADV
→ D•••••••• W••••• M••••••••• L••

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10b09d28-c718-9c24-a7ba-2d412115664f
First observed: Mar 12, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.