J••• L• S•••••

Advisor at F••••••• A••••••• L••

MIAMI, FL

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Search this name across graphsid dfx:ria:10b1218a-8558-8018-958f-d41e36ab6263

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• A••••••• L••	State registered	Jul 26, 2019	n/a	yes	MIAMI, FL	Current employment
V••••••••• I••• I•••	Former SEC adviser	Jun 28, 2012	Apr 30, 2019	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••••• I••• I•••	F••••••• A••••••• L••	Apr 30, 2019	Jul 26, 2019	87	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ F••••••• A••••••• L••Registered adviserregistration: current employment
Jul 26, 2019 to presentfactForm ADV
→ V••••••••• I••• I•••Registered adviserregistration: previous registration
Jun 28, 2012 to Apr 30, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10b1218a-8558-8018-958f-d41e36ab6263
First observed: Jun 28, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.