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CRD 147129
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GADALA-MARIA, CARLOS, ENRIQUE | PRESIDENT & CHIEF EXECUTIVE OFFICER | Na | yes | 04/2008 | Mar 3, 2017 | Sep 23, 2024 |
| Garza Laguera De Romo, Consuelo, Lourdes | Shareholder | C | yes | 11/2011 | Sep 30, 2020 | Sep 23, 2024 |
| Garza Laguera De Romo, Consuelo, Lourdes | Shareholder | E | yes | 11/2011 | Sep 30, 2020 | Sep 23, 2024 |
| VECTOR CASA DE BOLSA, S.A. DE C.V. | SOLE SHAREHOLDER | E | yes | 07/1993 | Mar 3, 2017 | Sep 23, 2024 |
| VECTORGLOBAL FAMILY OFFICE INC. | SOLE SHAREHOLDER | E | yes | 05/2019 | Nov 13, 2020 | Sep 23, 2024 |
| VECTORMEX INTERNATIONAL, INC. | Shareholder | E | yes | 05/2019 | Mar 3, 2017 | Sep 23, 2024 |
| DE LOS REYES CORDOVA, JUAN, MANUEL | HEAD OF ASSET MANAGEMENT | Na | no | 08/2023 | Mar 13, 2024 | Sep 23, 2024 |
| IMMEDIATO, GENARO, RICARDO | Cfo | Na | no | 09/2022 | Mar 21, 2023 | Sep 23, 2024 |
| PLENUS, S.A. DE C.V. | Shareholder | C | no | 11/2011 | Nov 13, 2020 | Sep 23, 2024 |
| SANTOS, SANTIAGO | CHIEF COMPLIANCE OFFICER | Na | no | 03/2015 | Mar 3, 2017 | Sep 23, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SEAVIEW INVESTMENT MANAGERS LLC | n/a | Asset manager | $1.4B | Y | yes | n/a |
| VECTORGLOBAL IAG CANADA ULC | n/a | n/a | n/a | N | yes | n/a |
| VECTORGLOBAL INSURANCE SERVICES GROUP INC. | n/a | n/a | n/a | Y | yes | n/a |
| VECTORGLOBAL WMG, INC. | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Houston | TX | United States | 2 | yes |
| SAN DIEGO | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $1.6B | $1.4B | 27 | 27 | 2 | n/a | n/a |
| 2024 | Apr 23, 2025 | $1.7B | $1.5B | 30 | 25 | 2 | n/a | n/a |
| 2023 | Mar 13, 2024 | $1.4B | $1.2B | 30 | 25 | 2 | n/a | n/a |
| 2022 | Mar 21, 2023 | $1.1B | $907M | 15 | 15 | 2 | n/a | n/a |
| 2021 | Mar 11, 2022 | $1.2B | $995M | 14 | 13 | 2 | n/a | n/a |
| 2020 | Mar 10, 2021 | $789M | $682M | 9 | 9 | 1 | n/a | n/a |
| 2019 | Mar 12, 2020 | $581M | $521M | 9 | 9 | 0 | n/a | n/a |
| 2018 | Feb 28, 2019 | $342M | $311M | 6 | 6 | 1 | n/a | n/a |
| 2017 | Jan 31, 2018 | $209M | $209M | 6 | 6 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 8 | -8 | n/a | 0 | 4 | 0 | 6 | 10 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.6B | $1.7B | -3.6% | $1.1B | 15.2% | 27 | 30 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SEAVIEW INVESTMENT MANAGERS LLC | 3 | Jun 26, 2026 | Jun 17, 2026 | MIAMI, FL | Firm absorbed | Other | 75.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 2 | Nov 5, 2024 | Nov 21, 2024 | BEVERLY HILLS, CA | Team lift out | Wirehouse to RIA | 0.0% |