DFX Intelligence

D•••• W•••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

D•••• W•••••• H••••••

Advisor at P••••••• A•••••••

MANSFIELD, OH

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Search this name across graphsid dfx:ria:10b3e6bf-f2ad-c60b-383e-c64cf0417ae7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 18, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 15, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••	Independent wealth	Mar 5, 2019	n/a	yes	MANSFIELD, OH	Current employment
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Jan 7, 2005	Mar 5, 2019	no	MANSFIELD, OH\|KOKOMO, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• D••••••• I•••	P••••••• A•••••••	Mar 5, 2019	Mar 5, 2019	0	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	C••••••• F•••••••• D••••••• I•••	May 26, 2004	Jan 7, 2005

Relationships

Registered with (3)

→ P••••••• A•••••••Registered adviserregistration: current employment
Mar 5, 2019 to presentfactForm ADV
→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: previous registration
Jan 7, 2005 to Mar 5, 2019factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 18, 1999 to May 26, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10b3e6bf-f2ad-c60b-383e-c64cf0417ae7
First observed: Sep 18, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.