DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

ALEJANDRO GARCIA

Advisor at BULLTICK WEALTH MANAGEMENT, LLC

Westport, CT | MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10b5dd32-4860-8c43-d1ad-2c0b5e8cd2a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BULLTICK WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 10, 2008
First registration: Jan 1, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5314173

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BULLTICK WEALTH MANAGEMENT, LLC	Independent wealth	Aug 12, 2025	n/a	yes	Westport, CT\|MIAMI, FL	Current employment
STONEX INTERNATIONAL ADVISORS INC	Independent wealth	May 15, 2020	Aug 4, 2025	no	MIAMI, FL\|Westport, CT	Previous registration
BANORTE ASSET MANAGEMENT, INC.	Independent wealth	Feb 23, 2018	May 7, 2018	no	HOUSTON, TX	Previous registration
BANORTE ASSET MANAGEMENT INC	Former SEC adviser	Jan 1, 2010	Mar 7, 2014	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEX INTERNATIONAL ADVISORS INC	BULLTICK WEALTH MANAGEMENT, LLC	Aug 4, 2025	Aug 12, 2025	8	Firm change	RIA to RIA
BANORTE ASSET MANAGEMENT, INC.	STONEX INTERNATIONAL ADVISORS INC	May 7, 2018	May 15, 2020	739	Firm change after gap	Other
BANORTE ASSET MANAGEMENT INC	BANORTE ASSET MANAGEMENT, INC.	Mar 7, 2014	Feb 23, 2018	1,449	Channel change	Other

Relationships

Registered with (4)

→ BULLTICK WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 12, 2025 to presentfactForm ADV
→ STONEX INTERNATIONAL ADVISORS INCRegistered adviserregistration: previous registration
May 15, 2020 to Aug 4, 2025factForm ADV
→ BANORTE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 23, 2018 to May 7, 2018factForm ADV
→ BANORTE ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Jan 1, 2010 to Mar 7, 2014factForm ADV

Dated events

Occurred
Aug 4, 2025
Advisor changed firm
Alejandro Garcia left Stonex International Advisors Inc for Bulltick Wealth Management, Llc (registered 2025-08-12)
Form ADVobserved 6 days ago