DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BANORTE ASSET MANAGEMENT, INC.

CRD 290555

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:165131cb-e4ab-c1f8-0a4e-e7bda01943eb

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 13
On other graphs: 0
Observed: Dec 7, 2017 to May 19, 2026
42 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=21.0
Regulatory AUM: $661MItem 5.F on the latest filing (2026-05-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $517M
Private client RAUM: $567MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 19
RAUM per advisor: $34.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 40
Advisory employees: 17
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 869
Individual clients: 747
High net worth clients: 93
SEC number: 801-114865
CRD: 290555
Filings on the tape: 42
First filed: Dec 7, 2017
Latest filed: May 19, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
AARON ANTONIO BUITRON ROMERO	n/a	The Woodlands, TX \| HOUSTON, TX	7	13	n/a	yes
ANTONIO TERUGGI PEREDA	n/a	The Woodlands, TX \| HOUSTON, TX	7	20	n/a	yes
JULIO CESAR GIL RECIO	n/a	HOUSTON, TX \| The Woodlands, TX	7	13	n/a	yes
RICARDO ROCHE MALDONADO	n/a	The Woodlands, TX \| HOUSTON, TX	7	13	n/a	yes
Mario Hank	n/a	The Woodlands, TX \| HOUSTON, TX	4	10	n/a	yes
VICTOR HUGO BUJANDA	n/a	HOUSTON, TX \| The Woodlands, TX	4	33	n/a	yes
MARCELO ANDRES GOMEZ	Certified Financial Planner	HOUSTON, TX	3	11	2	yes
BRENDA MICHELLE GARCIA AYALA	n/a	The Woodlands, TX \| HOUSTON, TX	3	12	n/a	yes
Juan Carlos Barraza	n/a	HOUSTON, TX	2	22	5	yes
Guillermo Pena Facio	n/a	HOUSTON, TX	2	12	n/a	yes
Jose Ramon Rodriguez	n/a	HOUSTON, TX	2	23	3	yes
Juan Fernando Valdivieso	Chartered Financial Consultant	HOUSTON, TX	2	29	n/a	yes
Jorge Antonio Figueroa	n/a	HOUSTON, TX	2	10	1	yes
Salomon Lahana	n/a	HOUSTON, TX	1	14	3	yes
MARIA GENOVEVA HERNANDEZ	n/a	HOUSTON, TX	1	16	4	yes
MAYELA ORRANTIA	n/a	HOUSTON, TX	0	18	5	yes
Joaquin Sanchez Hernandez	Chartered Financial Analyst	HOUSTON, TX	0	30	3	yes
Ignacio Antonio Perezanta Ordonez	n/a	HOUSTON, TX	0	19	3	yes
Joaquin A Barthel Medina	n/a	HOUSTON, TX	0	15	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANORTE SECURITIES HOLDINGS INTERNATIONAL, INC.	SOLE SHAREHOLDER OF APPLICANT	E	yes	12/1999	Jun 8, 2021	Nov 14, 2024
CASA DE BOLSA BANORTE S.A. DE C.V.	SOLE SHAREHOLDERS OF BANORTE SECURITIES HOLDINGS INTERNATIONAL, INC.	E	yes	12/1999	Dec 7, 2017	Nov 14, 2024
GRUPO FINANCIERO BANORTE S.A. DE C.V.	SOLE SHAREHOLDERS OF CASA DE BOLSA BANORTE	E	yes	12/1999	Dec 7, 2017	Nov 14, 2024
Rodriguez, Jose, Ramon	CHIEF EXECUTIVE OFFICER	Na	yes	02/2024	Feb 22, 2024	Nov 14, 2024
IBARRA, JORGE, EDUARDO	CHIEF OPERATING OFFICER	Na	no	03/2020	Mar 30, 2020	Nov 14, 2024
TERUGGI PEREDA, ANTONIO	COMMERCIAL DIRECTOR	Na	no	07/2020	Sep 3, 2021	Nov 14, 2024
Valdivieso, Juan, Fernando	CHIEF COMPLIANCE OFFICER	Na	no	04/2023	May 1, 2023	Nov 14, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BANCO MERCANTIL DEL NORTE	n/a	n/a	n/a	N	yes	n/a
BANORTE ENTERPRISES LTD.	n/a	n/a	n/a	N	yes	n/a
BANORTE SECURITIES INTERNATIONAL LTD	n/a	n/a	n/a	N	yes	n/a
CASA DE BOLSA BANORTE	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
THE WOODLANDS	TX	United States	8	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$661M	$517M	40	17	1	n/a	n/a
2024	Apr 25, 2025	$337M	$203M	32	16	1	n/a	n/a
2023	Mar 21, 2024	$218M	$89.7M	29	13	1	n/a	n/a
2022	Mar 31, 2023	$139M	$64.4M	14	9	1	n/a	n/a
2021	Mar 29, 2022	$155M	$64.8M	17	9	1	n/a	n/a
2020	Mar 29, 2021	$68.8M	$5.7M	14	6	1	n/a	n/a
2019	Mar 30, 2020	$44.2M	$0	17	9	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	1	3	5.3%	0	0	0	8	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$661M	$337M	96.3%	$139M	68.0%	40	32	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STONEX INTERNATIONAL ADVISORS INC	2	Aug 15, 2020	Jul 28, 2020	HOUSTON, TX	Team lift out	RIA to RIA	22.2%

Relationships

Registered with (26)

← Joaquin A Barthel MedinaAdvisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← Ignacio Antonio Perezanta OrdonezAdvisorregistration: current employment
May 26, 2026 to presentfactForm ADV
← Joaquin Sanchez HernandezAdvisorregistration: current employment
May 15, 2026 to presentfactForm ADV
← MAYELA ORRANTIAAdvisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← MARIA GENOVEVA HERNANDEZAdvisorregistration: current employment
Jun 23, 2025 to presentfactForm ADV
← Salomon LahanaAdvisorregistration: current employment
Sep 23, 2024 to presentfactForm ADV
← Jorge Antonio FigueroaAdvisorregistration: previous registration
Sep 15, 2023 to Dec 1, 2023factForm ADV
← Juan Fernando ValdiviesoAdvisorregistration: current employment
Mar 12, 2024 to presentfactForm ADV
← Jose Ramon RodriguezAdvisorregistration: current employment
Feb 13, 2024 to presentfactForm ADV
← Guillermo Pena FacioAdvisorregistration: current employment
Jan 4, 2024 to presentfactForm ADV
← Juan Carlos BarrazaAdvisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← BRENDA MICHELLE GARCIA AYALAAdvisorregistration: current employment
Aug 7, 2023 to presentfactForm ADV
← MARCELO ANDRES GOMEZAdvisorregistration: current employment
Aug 4, 2023 to presentfactForm ADV
← VICTOR HUGO BUJANDAAdvisorregistration: current employment
Aug 1, 2022 to presentfactForm ADV
← Mario HankAdvisorregistration: current employment
Dec 7, 2021 to presentfactForm ADV
← RICARDO ROCHE MALDONADOAdvisorregistration: current employment
Sep 6, 2019 to presentfactForm ADV
← AARON ANTONIO BUITRON ROMEROAdvisorregistration: current employment
Jul 17, 2019 to presentfactForm ADV
← ANTONIO TERUGGI PEREDAAdvisorregistration: current employment
Jul 17, 2019 to presentfactForm ADV
← JULIO CESAR GIL RECIOAdvisorregistration: current employment
Jul 17, 2019 to presentfactForm ADV
← XAVIER ERNESTO IBARROLAAdvisorregistration: previous registration
Oct 1, 2019 to Mar 8, 2024factForm ADV
← RAFAEL FELIPE GOMEZ GUTIERREZAdvisorregistration: previous registration
Sep 23, 2022 to Dec 19, 2023factForm ADV
← Juan Esteban MedinaAdvisorregistration: previous registration
Jun 25, 2020 to Oct 4, 2023factForm ADV
← WILLIAM WALTER CATHRINERAdvisorregistration: previous registration
Mar 18, 2020 to Dec 16, 2022factForm ADV
← ARNOLDO PORRASAdvisorregistration: previous registration
Jul 28, 2020 to Aug 15, 2020factForm ADV
← OSCAR LUIS SANTAELLAAdvisorregistration: previous registration
Jun 25, 2020 to Aug 15, 2020factForm ADV
← ALEJANDRO GARCIAAdvisorregistration: previous registration
Feb 23, 2018 to May 7, 2018factForm ADV

Owns (3)

← Valdivieso, Juan, FernandoOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 1, 2023 to Nov 14, 2024factForm ADV
← IBARRA, JORGE, EDUARDOOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2020 to Nov 14, 2024factForm ADV
← TERUGGI PEREDA, ANTONIOOwnerCOMMERCIAL DIRECTOR, ownership code NA, individual
Sep 3, 2021 to Nov 14, 2024factForm ADV

Controls (4)

← Rodriguez, Jose, RamonOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Feb 22, 2024 to Nov 14, 2024factForm ADV
← BANORTE SECURITIES HOLDINGS INTERNATIONAL, INC.OwnerSOLE SHAREHOLDER OF APPLICANT, ownership code E, domestic entity
Jun 8, 2021 to Nov 14, 2024factForm ADV
← CASA DE BOLSA BANORTE S.A. DE C.V.OwnerSOLE SHAREHOLDERS OF BANORTE SECURITIES HOLDINGS INTERNATIONAL, INC., ownership code E, foreign entity
Dec 7, 2017 to Nov 14, 2024factForm ADV
← GRUPO FINANCIERO BANORTE S.A. DE C.V.OwnerSOLE SHAREHOLDERS OF CASA DE BOLSA BANORTE, ownership code E, foreign entity
Dec 7, 2017 to Nov 14, 2024factForm ADV

Moved with (1)

→ STONEX INTERNATIONAL ADVISORS INCRegistered adviser2 advisors, team lift out, same day
Aug 15, 2020 to Jul 28, 2020factForm ADV

Dated events

Occurred
Mar 25, 2026
Regulatory AUM changed
Banorte Asset Management, Inc. reported RAUM $661.2M, up 96% from $336.9M (2025-06-25 to 2026-03-25)
Form ADVobserved 4 days ago
$324M
Occurred
Apr 25, 2025
Regulatory AUM changed
Banorte Asset Management, Inc. reported RAUM $336.9M, up 55% from $217.6M (2024-11-14 to 2025-04-25)
Form ADVobserved 4 days ago
$119M
Occurred
Mar 8, 2024
Advisor changed firm
Xavier Ernesto Ibarrola left Banorte Asset Management, Inc. for Avanzza Investments Llc (registered 2026-09-01)
Form ADVobserved 4 days ago
Occurred
Feb 22, 2024
Control person joined
Ramon Jose Rodriguez (Chief Executive Officer) appeared on Schedule A of Banorte Asset Management, Inc.
Form ADVobserved 4 days ago
Occurred
Feb 22, 2024
Control person left
Ernesto Xavier Ibarrola (Chief Executive Officer) no longer on Schedule A of Banorte Asset Management, Inc. (listed 2023-12-12, absent 2024-02-22)
Form ADVobserved 4 days ago
Occurred
Dec 19, 2023
Advisor changed firm
Rafael Felipe Gomez Gutierrez left Banorte Asset Management, Inc. for Vectorglobal Iag, Inc. (registered 2024-06-19)
Form ADVobserved 4 days ago
Occurred
Oct 4, 2023
Advisor changed firm
Juan Esteban Medina left Banorte Asset Management, Inc. for Acp Capital Management, Llc (registered 2025-02-19)
Form ADVobserved 4 days ago
Occurred
Dec 19, 2022
Control person left
Walter William Cathriner (Cco) no longer on Schedule A of Banorte Asset Management, Inc. (listed 2022-10-11, absent 2022-12-19)
Form ADVobserved 4 days ago
Occurred
Dec 16, 2022
Advisor changed firm
William Walter Cathriner left Banorte Asset Management, Inc. for Gfs Advisors Llc (registered 2023-01-03)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Walter William Cathriner (Cco) appeared on Schedule A of Banorte Asset Management, Inc.
Form ADVobserved 4 days ago
Occurred
Oct 1, 2019
Control person joined
Ernesto Xavier Ibarrola (Ceo) appeared on Schedule A of Banorte Asset Management, Inc.
Form ADVobserved 4 days ago
Occurred
Oct 1, 2019
Control person left
Antonio Carlos Mena (Managing Director) no longer on Schedule A of Banorte Asset Management, Inc. (listed 2019-09-06, absent 2019-10-01)
Form ADVobserved 4 days ago
Occurred
Dec 7, 2017
First Form ADV filing
Banorte Asset Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:165131cb-e4ab-c1f8-0a4e-e7bda01943eb
First observed: Dec 7, 2017
Last observed: May 19, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BANORTE ASSET MANAGEMENT, INC.

CRD 290555

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:165131cb-e4ab-c1f8-0a4e-e7bda01943eb

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

AARON ANTONIO BUITRON ROMERO

n/a

The Woodlands, TX | HOUSTON, TX

n/a

yes

ANTONIO TERUGGI PEREDA

n/a

The Woodlands, TX | HOUSTON, TX

n/a

yes

JULIO CESAR GIL RECIO

n/a

HOUSTON, TX | The Woodlands, TX

n/a

yes

RICARDO ROCHE MALDONADO

n/a

The Woodlands, TX | HOUSTON, TX

n/a

yes

Mario Hank

n/a

The Woodlands, TX | HOUSTON, TX

n/a

yes

VICTOR HUGO BUJANDA

n/a

HOUSTON, TX | The Woodlands, TX

n/a

yes

MARCELO ANDRES GOMEZ

Certified Financial Planner

HOUSTON, TX

yes

BRENDA MICHELLE GARCIA AYALA

n/a

The Woodlands, TX | HOUSTON, TX

n/a

yes

Juan Carlos Barraza

n/a

HOUSTON, TX

yes

Guillermo Pena Facio

n/a

HOUSTON, TX

n/a

yes

Jose Ramon Rodriguez

n/a

HOUSTON, TX

yes

Juan Fernando Valdivieso

Chartered Financial Consultant

HOUSTON, TX

n/a

yes

Jorge Antonio Figueroa

n/a

HOUSTON, TX

yes

Salomon Lahana

n/a

HOUSTON, TX

yes

MARIA GENOVEVA HERNANDEZ

n/a

HOUSTON, TX

yes

MAYELA ORRANTIA

n/a

HOUSTON, TX

yes

Joaquin Sanchez Hernandez

Chartered Financial Analyst

HOUSTON, TX

yes

Ignacio Antonio Perezanta Ordonez

n/a

HOUSTON, TX

yes

Joaquin A Barthel Medina

n/a

HOUSTON, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANORTE SECURITIES HOLDINGS INTERNATIONAL, INC.

SOLE SHAREHOLDER OF APPLICANT

yes

12/1999

Jun 8, 2021

Nov 14, 2024

CASA DE BOLSA BANORTE S.A. DE C.V.

SOLE SHAREHOLDERS OF BANORTE SECURITIES HOLDINGS INTERNATIONAL, INC.

yes

12/1999

Dec 7, 2017

Nov 14, 2024

GRUPO FINANCIERO BANORTE S.A. DE C.V.

SOLE SHAREHOLDERS OF CASA DE BOLSA BANORTE

yes

12/1999

Dec 7, 2017

Nov 14, 2024

Rodriguez, Jose, Ramon

CHIEF EXECUTIVE OFFICER

yes

02/2024

Feb 22, 2024

Nov 14, 2024

IBARRA, JORGE, EDUARDO

CHIEF OPERATING OFFICER

03/2020

Mar 30, 2020

Nov 14, 2024

TERUGGI PEREDA, ANTONIO

COMMERCIAL DIRECTOR

07/2020

Sep 3, 2021

Nov 14, 2024

Valdivieso, Juan, Fernando

CHIEF COMPLIANCE OFFICER

04/2023

May 1, 2023

Nov 14, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BANCO MERCANTIL DEL NORTE

n/a

yes

n/a

BANORTE ENTERPRISES LTD.

n/a

yes

n/a

BANORTE SECURITIES INTERNATIONAL LTD

n/a

yes

n/a

CASA DE BOLSA BANORTE

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

THE WOODLANDS

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$661M

$517M

n/a

2024

Apr 25, 2025

$337M

$203M

n/a

2023

Mar 21, 2024

$218M

$89.7M

n/a

2022

Mar 31, 2023

$139M

$64.4M

n/a

2021

Mar 29, 2022

$155M

$64.8M

n/a

2020

Mar 29, 2021

$68.8M

$5.7M

n/a

2019

Mar 30, 2020

$44.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

5.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$661M

$337M

96.3%

$139M

68.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STONEX INTERNATIONAL ADVISORS INC

Aug 15, 2020

Jul 28, 2020

HOUSTON, TX

Team lift out

RIA to RIA

22.2%