This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PARK AVENUE SECURITIES LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 28, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

14derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

33

Exams

S66

First exam

Oct 22, 2021

First registration

Mar 28, 2008

Dual registered

yes, broker-dealer

Other names

DAVID MICHAEL SCHWARTZ

IAPD individual key

5245711

Graph

RIA / Wealth Management

Canonical id

dfx:ria:10b80d54-dc9c-9262-50c3-1ac6df4a4243

First observed

Mar 28, 2008

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.