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Registered advisor
M•••••• D•••• S•••••••
Feed of 09/15/2026
Also filed as D•••• M•••••• S•••••••
At current firm
14 y
since Feb 24, 2012
In the industry
18 y
since Mar 28, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
33
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Feb 24, 2012 · Holmdel, Nj
- E•••••••• A•••••••• L•• national BDMar 28, 2008 to May 10, 2011 · Woodbridge, Nj
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to P••• A••••• S••••••••• L••left May 10, 2011, registered Feb 24, 2012 (290 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address