DFX Intelligence

M•••••• C••••••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor22 years in industry

M•••••• C••••••••• F••••••

Advisor at D•• D•••••••• W••••• I•••

MONCLAIR, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10c69b17-f19a-43bd-2a6c-b80b85d46d97

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• D•••••••• W••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 10, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•• D•••••••• W••••• I•••	State registered	May 25, 2018	n/a	yes	MONCLAIR, NJ	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jul 3, 2006	May 6, 2016	no	LONG ISLAND CITY, NY\|Long Island City, NY\|LONG ISLAND CITY, NY\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	D•• D•••••••• W••••• I•••	May 6, 2016	May 25, 2018	749	Firm change after gap	Other
T• A••••••••• I••••••••• M••••••••• L••	A••••••••• A••••••• S••••••• L••	Mar 15, 2006	Nov 8, 2004

Relationships

Registered with (4)

→ D•• D•••••••• W••••• I•••Registered adviserregistration: current employment
May 25, 2018 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jul 3, 2006 to May 6, 2016factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 11, 2004 to Mar 15, 2006factForm ADV
→ A••••••••• A••••••• S••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10c69b17-f19a-43bd-2a6c-b80b85d46d97
First observed: May 11, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.