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Registered advisor
M•••••• C••••••••• F••••••
Feed of 09/14/2026
At current firm
8 y
since May 25, 2018
In the industry
22 y
since May 10, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D•• D•••••••• W••••• I••• state registered currentsince May 25, 2018 · Monclair, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 3, 2006 to May 6, 2016 · Long Island City, Ny
- A••••••••• A••••••• S••••••• L•• unclassifiedNov 8, 2004 to Dec 14, 2005 · Bellevue, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 11, 2004 to Mar 15, 2006 · Bellevue, Ne
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to D•• D•••••••• W••••• I•••left May 6, 2016, registered May 25, 2018 (749 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to A••••••••• A••••••• S••••••• L••left Mar 15, 2006, registered Nov 8, 2004 (-492 days) · Other
- A••••••••• A••••••• S••••••• L•• to C•••••••• G••••• M•••••• I•••left Dec 14, 2005, registered Jul 3, 2006 (201 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address