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H•••••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

H•••••• J•••••••

Advisor at M••••• S•••••• I••••••••• M••••••••• I•••

NEW YORK, NY

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Search this name across graphsid dfx:ria:10daf7d9-a5d1-d716-d038-ab5163c8ad0d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S•••••• I••••••••• M••••••••• I•••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S•••••• I••••••••• M••••••••• I•••	Asset manager	Oct 16, 2024	n/a	yes	NEW YORK, NY	Current employment
M••••• S••••••	Wirehouse	Oct 16, 2020	Oct 16, 2024	no	Purchase, NY\|New York, NY\|PURCHASE, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M••••• S•••••• I••••••••• M••••••••• I•••	Oct 16, 2024	Oct 16, 2024	0	Channel change	Other

Relationships

Registered with (2)

→ M••••• S•••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Oct 16, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 16, 2020 to Oct 16, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10daf7d9-a5d1-d716-d038-ab5163c8ad0d
First observed: Oct 16, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.