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CRD 110353
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ANDREW HOVEY SLIMMON | n/a | CHICAGO, IL | NEW YORK, NY | 10 | 34 | 2 | yes |
| PHILLIP P KIM | n/a | CHICAGO, IL | NEW YORK, NY | 10 | 17 | 2 | yes |
| LESLIE ALDENDIFER DELANY | n/a | NEW YORK, NY | CHICAGO, IL | 10 | 19 | 2 | yes |
| THOMAS MATTHEW O'BRIEN | n/a | NEW YORK, NY | 10 | 12 | 1 | yes |
| Ted Blyskal | n/a | NEW YORK, NY | 9 | 10 | 1 | yes |
| MICHAEL JAMES MORAN | n/a | NEW YORK, NY | New York, NY | 7 | 11 | 1 | yes |
| Matthew A Funk | n/a | WEST CONSHOHOCKEN, PA | NEW YORK, NY | 7 | 12 | 1 | yes |
| Sarah Rainey | n/a | WEST CONSHOHOCKEN, PA | NEW YORK, NY | 6 | 10 | 2 | yes |
| Joseph Christian Marich | n/a | NEW YORK, NY | Unionville, CT | 6 | 22 | 2 | yes |
| Patrick Smith Doyle | Chartered Financial Analyst | NEW YORK, NY | 4 | 11 | 2 | yes |
| MARIE Gilman KLEIN | n/a | NEW YORK, NY | 4 | 10 | 3 | yes |
| Brian T Leuchtenburg | n/a | NEW YORK, NY | Los Angeles, CA | 4 | 22 | 3 | yes |
| Kento Kaijima | n/a | NEW YORK, NY | 4 | 11 | 1 | yes |
| SARA G MCHUGH | n/a | NEW YORK, NY | 4 | 17 | 1 | yes |
| Andre Ricardo Carrera | n/a | NEW YORK, NY | 4 | 13 | 1 | yes |
| Kevin Patrick Clare | n/a | NEW YORK, NY | 3 | 10 | 1 | yes |
| BENJAMIN CORDT HUNEKE | n/a | NEW YORK, NY | 2 | 18 | 2 | yes |
| Hampton Jenrette | n/a | NEW YORK, NY | 1 | 10 | 1 | yes |
| Jessie A Ledesma | n/a | NEW YORK, NY | 1 | 9 | 2 | yes |
| Justin Pape | n/a | NEW YORK, NY | 1 | 10 | 2 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY FUNDS P.L.C - US DOLLAR LIQUIDITY FUND | Liquidity Fund | $3.4B | Aug 12, 2013 | 139 | Jul 6, 2012 | dropped | 021-103654 |
| MORGAN STANLEY FUNDS P.L.C - US DOLLAR TREASURY LIQUIDITY FUND | Liquidity Fund | $1.6B | Apr 26, 2013 | 39 | Jul 6, 2012 | dropped | 021-103654 |
| INTERNATIONAL EQUITY TRUST | Other Private Fund | $987M | Nov 15, 2024 | 16 | Mar 30, 2012 | reported | n/a |
| GTAA PANTHER FUND L.P. | Hedge Fund | $928M | Dec 21, 2020 | 3 | Mar 29, 2018 | dropped | n/a |
| NH CL BUY AND HOLD STRATEGY LP | Hedge Fund | $628M | Dec 8, 2023 | 2 | Jan 24, 2017 | reported | n/a |
| INCEPTION TRUST | Other Private Fund | $612M | Nov 15, 2024 | 1 | Mar 30, 2012 | reported | n/a |
| MARIGOLD TACTICAL STRATEGIES LTD. | Hedge Fund | $598M | Dec 8, 2023 | 1 | Aug 31, 2020 | reported | n/a |
| NEW RIDERS CAYMAN FEEDER LP | Hedge Fund | $583M | Feb 15, 2018 | 1,433 | Mar 31, 2017 | dropped | 021-257352 |
| COUNTERPOINT VENTURES MASTER FUND LP | Venture Capital Fund | $471M | Nov 15, 2024 | 1,530 | Apr 29, 2021 | reported | 021-363829 |
| EMERGING MARKETS TRUST | Other Private Fund | $442M | Nov 15, 2024 | 10 | Mar 30, 2012 | reported | n/a |
| INTERNATIONAL EQUITY TRUST II | Other Private Fund | $415M | Nov 15, 2024 | 2 | Mar 30, 2012 | reported | n/a |
| TALF 2.0 FUND LP | Hedge Fund | $394M | Jan 6, 2022 | 413 | Aug 31, 2020 | dropped | 021-369350 |
| MORGAN STANLEY INTERNATIONAL EQUITY FUND | Other Private Fund | $299M | Jul 11, 2012 | 5 | Mar 30, 2012 | dropped | n/a |
| SBAR INVESTORS, LP | Other Private Fund | $261M | Nov 15, 2024 | 2 | Mar 28, 2013 | reported | n/a |
| OPPORTUNISTIC MORTGAGE INCOME FUND LP | Hedge Fund | $245M | Jan 6, 2022 | 227 | Mar 30, 2012 | dropped | 021-168860 |
| AURORA CAYMAN LIMITED | Hedge Fund | $196M | Jan 13, 2014 | 1 | Mar 28, 2013 | dropped | n/a |
| RIVERVIEW RP SELECT FUND LP | Hedge Fund | $188M | Nov 15, 2024 | 1 | Mar 31, 2021 | reported | 021-382795 |
| GLOBAL ASSET BACKED OPPORTUNITIES LP | Hedge Fund | $168M | Nov 15, 2024 | 127 | Feb 11, 2015 | reported | 021-225150 |
| EMERGING MARKETS LEADERS TRUST | Other Private Fund | $168M | Nov 15, 2024 | 1 | Mar 29, 2018 | reported | n/a |
| OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP | Hedge Fund | $157M | Jan 6, 2022 | 136 | Mar 30, 2012 | dropped | 021-168861 |
| RIVERVIEW RISK PREMIA FUND LP | Other Private Fund | $148M | Nov 15, 2024 | 2 | Sep 21, 2018 | reported | 021-319886 |
| OFFSHORE EMERGING MARKETS FUND | Other Private Fund | $145M | Nov 15, 2024 | 3 | Mar 30, 2012 | reported | n/a |
| MORGAN STANLEY INVESTMENT MANAGEMENT ACTIVE INTERNATIONAL ALLOCATION | Other Private Fund | $138M | Jul 11, 2012 | 2 | Mar 30, 2012 | dropped | n/a |
| EMERGING MARKETS DEBT TRUST | Other Private Fund | $131M | Nov 15, 2024 | 1 | Mar 30, 2012 | reported | n/a |
| COUNTERPOINT VENTURES INVESTOR FUND LP | Venture Capital Fund | $113M | Nov 15, 2024 | 1,180 | Mar 31, 2022 | reported | 021-395093 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BUHAIN WINSLOW, LISA | DIRECTOR & MANAGING DIRECTOR | Na | yes | 12/2023 | Dec 8, 2023 | Nov 15, 2024 |
| GOENKA, ROHIT, VIJAY | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | Na | yes | 11/2024 | Nov 15, 2024 | Nov 15, 2024 |
| HUNEKE, BENJAMIN, CORDT | PRESIDENT & MANAGING DIRECTOR | Na | yes | 11/2024 | Jan 16, 2024 | Nov 15, 2024 |
| KAYNE, ERIC, BRIAN | CHIEF OPERATING OFFICER, DIRECTOR & MANAGING DIRECTOR | Na | yes | 02/2024 | Feb 7, 2024 | Nov 15, 2024 |
| KUZMANOV, ANTON, BOGDANOV | DIRECTOR & MANAGING DIRECTOR | Na | yes | 09/2019 | Oct 7, 2019 | Nov 15, 2024 |
| MORGAN STANLEY | Member | E | yes | 10/2002 | Nov 17, 2011 | Nov 15, 2024 |
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | Shareholder | E | yes | 08/2023 | Sep 3, 2020 | Nov 15, 2024 |
| O'HEALAI, RUAIRI | DIRECTOR & MANAGING DIRECTOR | Na | yes | 08/2024 | Sep 26, 2024 | Nov 15, 2024 |
| RIOS, ANITA, PARSHOTTAM | TREASURER & EXECUTIVE DIRECTOR | Na | yes | 06/2016 | Dec 21, 2016 | Nov 15, 2024 |
| SEGAL, TATIANA, VLADIMIR | DIRECTOR & MANAGING DIRECTOR | Na | yes | 09/2019 | Oct 7, 2019 | Nov 15, 2024 |
| CHANG YU, STEFANIE, VANESSA | GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | Na | no | 10/2018 | Jan 13, 2014 | Nov 15, 2024 |
| DOWNES, DEIDRE, AISHA | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | Na | no | 03/2023 | Mar 31, 2023 | Nov 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | n/a | Wirehouse | $1962B | N | yes | NY |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | n/a | Bd affiliated wealth | $685B | N | yes | n/a |
| MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | n/a | Asset manager | $175B | N | yes | n/a |
| BOSTON MANAGEMENT AND RESEARCH | n/a | Asset manager | $155B | N | yes | n/a |
| EATON VANCE MANAGEMENT | n/a | Asset manager | $97B | N | yes | n/a |
| MORGAN STANLEY AIP GP LP | n/a | Asset manager | $41B | N | yes | n/a |
| CALVERT RESEARCH AND MANAGEMENT | n/a | Asset manager | $40B | N | yes | n/a |
| EATON VANCE ADVISERS INTERNATIONAL LTD. | n/a | Asset manager | $36B | N | yes | n/a |
| ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. | n/a | Asset manager | $29B | N | yes | n/a |
| MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | n/a | Other adviser | $11B | N | yes | n/a |
| E*TRADE CAPITAL MANAGEMENT, LLC | n/a | Former SEC adviser | $7.4B | N | yes | n/a |
| MORGAN STANLEY EATON VANCE CLO MANAGER LLC | n/a | Asset manager | $4.3B | N | yes | n/a |
| MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. | n/a | Former SEC adviser | $3.5B | N | yes | n/a |
| EATON VANCE DISTRIBUTORS, INC. | n/a | n/a | n/a | N | yes | n/a |
| EATON VANCE TRUST COMPANY | n/a | n/a | n/a | Y | yes | n/a |
| MORGAN STANLEY & CO. INTERNATIONAL PLC | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY & CO. LLC | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY ASIA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY BANK, N.A. | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY CANADA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY CAYMAN GP LTD. | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY DISTRIBUTION, INC. | n/a | n/a | n/a | Y | yes | n/a |
| MORGAN STANLEY FIXED INCOME GP INC. | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY INVESTMENT MANAGEMENT (ACD) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY INVESTMENT MANAGEMENT PRIVATE LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY MEXICO, CASA DE BOLSA, S.A. DE C.V. | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY MUFG SECURITIES CO., LTD. | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY PRIVATE BANK NATIONAL ASSOCIATION | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY SAUDI ARABIA | n/a | n/a | n/a | N | yes | n/a |
| MS ALTERNATIVES HOLDING D INC. | n/a | n/a | n/a | N | yes | n/a |
| MSCVF I GP INC | n/a | n/a | n/a | N | yes | n/a |
| MSCVF I GP LP | n/a | n/a | n/a | N | yes | n/a |
| MSIM DELAWARE GP INC. | n/a | n/a | n/a | N | yes | n/a |
| MSIM FUND MANAGEMENT (IRELAND) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MSIM GP INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| WEST CONSHOHOCKEN | Pa | United States | 36 | no |
| Chicago | IL | United States | 6 | no |
| Boston | Ma | United States | 6 | no |
| Kowloon | n/a | Hong Kong | 6 | no |
| SAN FRANCISCO | CA | United States | 2 | no |
| Miami | FL | United States | 2 | no |
| WASHINGTON DC | Dc | United States | 1 | no |
| Houston | TX | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $702B | $698B | 670 | 250 | 15 | 14 | n/a |
| 2024 | Mar 31, 2025 | $619B | $616B | 523 | 263 | 10 | 15 | n/a |
| 2023 | Mar 27, 2024 | $535B | $528B | 492 | 227 | 8 | 18 | $4.7B |
| 2022 | Mar 31, 2023 | $491B | $485B | 551 | 234 | 8 | 20 | $7.0B |
| 2021 | Mar 31, 2022 | $633B | $626B | 438 | 225 | 3 | 22 | $10B |
| 2020 | Mar 31, 2021 | $563B | $557B | 444 | 227 | 3 | 25 | $12B |
| 2019 | Mar 30, 2020 | $382B | $378B | 453 | 268 | 4 | 25 | $12B |
| 2018 | Mar 29, 2019 | $300B | $296B | 883 | 207 | 4 | 24 | $12B |
| 2017 | Mar 29, 2018 | $303B | $300B | 860 | 202 | 4 | 23 | $13B |
| 2016 | Mar 31, 2017 | $277B | $274B | 893 | 161 | n/a | 24 | $11B |
| 2015 | Mar 30, 2016 | $272B | $269B | 723 | 211 | n/a | 22 | $9.5B |
| 2014 | Mar 31, 2015 | $257B | $254B | 719 | 191 | n/a | 24 | $33B |
| 2013 | Mar 28, 2014 | $235B | $232B | 751 | 174 | n/a | 19 | $8.3B |
| 2012 | Mar 28, 2013 | $209B | $207B | 793 | 174 | n/a | 23 | $13B |
| 2011 | Mar 30, 2012 | $177B | $175B | n/a | n/a | n/a | 15 | $4.7B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 5.0% | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $702B | $619B | 13.4% | $491B | 12.7% | 670 | 523 | 15 | 10 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| EATON VANCE MANAGEMENT | 4 | May 31, 2023 | Sep 25, 2023 | NEW YORK, NY | Channel change | Other | 17.4% |
| INGALLS INVESTMENT MANAGEMENT, LLC | 2 | Oct 30, 2018 | Aug 10, 2026 | NEW YORK, NY | Team lift out | Other | 11.8% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 2 | Apr 22, 2025 | Apr 22, 2025 | PURCHASE, NY | Channel change | Other | 0.0% |
| MORGAN STANLEY | 5 | Dec 1, 2020 | Dec 3, 2020 | NEW YORK, NY | Channel change | Other | 0.0% |
| MORGAN STANLEY | 3 | Jan 28, 2016 | Sep 30, 2015 | CHICAGO, IL | Channel change | Other | 0.0% |
| MORGAN STANLEY | 2 | Oct 1, 2015 | Oct 1, 2015 | PURCHASE, NY | Channel change | Other | 0.0% |