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S•••• T••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant19 years in industry

S•••• T••••• C•••••••••

Advisor at A••••••• I••••••••• M••••••••• L••

NAPLES, FL | Fort Myers, FL

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Search this name across graphsid dfx:ria:10e48a21-d865-b7dd-1712-8d9e2328b522

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 9, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• M••••••••• L••	State registered	Aug 23, 2017	n/a	yes	NAPLES, FL\|Fort Myers, FL	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	Nov 13, 2013	Aug 14, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	A••••••• I••••••••• M••••••••• L••	Aug 14, 2017	Aug 23, 2017	9	Firm change	Other
F•••• H•••••••• C••••••••• I•••	G••••• F•••••••• P•••••• C••••••• I•••	Oct 28, 2010

Relationships

Registered with (3)

→ A••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 23, 2017 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2013 to Aug 14, 2017factForm ADV
→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: previous registration
Aug 22, 2007 to Oct 28, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10e48a21-d865-b7dd-1712-8d9e2328b522
First observed: Aug 22, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.