DFX Intelligence

J•••••• C••••••••• U•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J•••••• C••••••••• U•••••••••

Advisor at L•• F•••••••• L••

OCEANSIDE, NY

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Search this name across graphsid dfx:ria:10e65700-3fcb-f334-3653-7e50c5b89180

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 21, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 4, 2025	n/a	yes	OCEANSIDE, NY	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 12, 2025	Sep 19, 2025	no	GARDEN CITY, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Sep 19, 2025	Sep 4, 2025	-15	Firm change	Wirehouse to ibd
E••••• J••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 4, 2024	Feb 12, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:6413:NY:2025-09-08	Sep 19, 2025	Sep 4, 2025	GARDEN CITY, NY	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 4, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 12, 2025 to Sep 19, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 21, 2022 to Jun 4, 2024factForm ADV

Dated events

Occurred
Sep 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10e65700-3fcb-f334-3653-7e50c5b89180
First observed: Nov 21, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.