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CRD 161840
RYE BROOK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| A•••• O••••••••• F•••• L••• | Hedge Fund | $953M | Mar 17, 2016 | 91 | Feb 16, 2012 | reported | 021-158226 |
| A•••• O••••••••• M••••• F••• L•• | Hedge Fund | $118M | Mar 17, 2016 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••• C•••••• M••••••••• I••• | MANAGING MEMBER | E | yes | 05/2001 | Feb 16, 2012 | Mar 17, 2016 |
| B•••••• D•••••• C•••••• | Director | E | yes | 09/2001 | Feb 16, 2012 | Mar 17, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A•••• O••••••••• L••••• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 17, 2016 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $1.1B | $1.6B | -31.7% | $1.2B | -4.1% | 16 | 15 | n/a | n/a |
| 18 |
| Feb 16, 2012 |
| reported |
| 021-158229 |
| CHIEF EXECUTIVE OFFICER |
| Na |
| yes |
| 05/2001 |
| Feb 16, 2012 |
| Mar 17, 2016 |
| O••••••• K••••• E••••• | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | Na | yes | 01/2011 | Feb 16, 2012 | Mar 17, 2016 |
| P•••••• A••••• M••• | CHIEF OPERATING OFFICER | Na | yes | 01/2011 | Feb 16, 2012 | Mar 17, 2016 |
| $1.1B |
| $1.1B |
| 16 |
| 6 |
| n/a |
| 2 |
| $1.1B |
| 2014 | Mar 13, 2015 | $1.6B | $1.6B | 15 | 7 | n/a | 2 | $1.6B |
| 2013 | Mar 19, 2014 | $1.8B | $1.8B | 14 | 7 | n/a | 2 | $1.8B |
| 2012 | Mar 25, 2013 | $1.2B | $1.2B | 16 | 9 | n/a | 2 | $1.2B |