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A•••• C•••••• M••••••••• L•••••

Former SEC-registered adviserFormer SEC adviser2 private funds· Rye Brook, New York

Former SEC-registered adviser, based in Rye Brook, New York, reporting $1.1B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$1.1B
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-32%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 161840 · SEC 801-74324 · 8 filingsShow
CRD 161840SEC 801-74324First filing on the tape Feb 16, 2012, latest Mar 17, 2016IAPD
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
6 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$1.1B gross assets
History
8 filings and snapshots on the tape
RAUM$1.1B as of Mar 17, 2016
Mar 25, 2013$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 17, 2016
Mar 25, 20130 then
Employees (5.A)16 as of Mar 17, 2016
Mar 25, 201316 then
Private funds2 as of Mar 17, 2016
Mar 25, 20132 then
RAUM -32% over the last fiscal year-4.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$357MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-32%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••• O••••••••• F•••• L•••Hedge Fund$953M91Feb 16, 2012
      A•••• O••••••••• M••••• F••• L••Hedge Fund$118M18Feb 16, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• D•••••• C•••••• · Chief Executive Officercontrol
        since 05/2001 · owns less than 5%
      • O••••••• K••••• E••••• · Chief Compliance Officer / General Counselcontrol
        since 01/2011 · owns less than 5%
      • P•••••• A••••• M••• · Chief Operating Officercontrol
        since 01/2011 · owns less than 5%
      • B•••••• D•••••• C•••••• · Directorcontrol
        since 09/2001 · owns 75% or more of A•••• C•••••• M••••••••• I•••
      Entity owners
      • A•••• C•••••• M••••••••• I••• · Managing Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • A•••• O••••••••• L•••••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 6
        Mar 13, 2015 to Mar 17, 2016
      • Employees · 15 to 16
        Mar 13, 2015 to Mar 17, 2016
      • Discretionary RAUM · $1.6B to $1.1B
        Mar 13, 2015 to Mar 17, 2016
      • RAUM · $1.6B to $1.1B
        Mar 13, 2015 to Mar 17, 2016
      • Employees · 14 to 15
        Mar 19, 2014 to Mar 13, 2015
      • Discretionary RAUM · $1.8B to $1.6B
        Mar 19, 2014 to Mar 13, 2015
      • RAUM · $1.8B to $1.6B
        Mar 19, 2014 to Mar 13, 2015
      • Advisory employees · 9 to 7
        Mar 25, 2013 to Mar 19, 2014
      • Employees · 16 to 14
        Mar 25, 2013 to Mar 19, 2014
      • Discretionary RAUM · $1.2B to $1.8B
        Mar 25, 2013 to Mar 19, 2014
      • RAUM · $1.2B to $1.8B
        Mar 25, 2013 to Mar 19, 2014
      • RAUM · $1.2B to $1.2B
        May 10, 2012 to Mar 25, 2013
      • Advisory employees · unset to 9.0
        May 10, 2012 to Mar 25, 2013
      • BD registered reps · unset to 0.0
        May 10, 2012 to Mar 25, 2013
      • Employees · unset to 16.0
        May 10, 2012 to Mar 25, 2013
      • State-registered IARs · unset to 0.0
        May 10, 2012 to Mar 25, 2013
      • Discretionary RAUM · $1.2B to $1.2B
        May 10, 2012 to Mar 25, 2013
      • Discretionary RAUM · $896M to $1.2B
        Mar 9, 2012 to May 10, 2012
      • RAUM · $896M to $1.2B
        Mar 9, 2012 to May 10, 2012
      • Business name · A•••••• C•••••• M••••••••• L••••• to A•••• C•••••• M••••••••• L••••• ••••••••• N•• C••••• I• N••••
        Feb 16, 2012 to Mar 9, 2012
      • Legal name · A•••••• C•••••• M••••••••• L••••• to A•••• C•••••• M••••••••• L••••• ••••••••• N•• C••••• I• N••••
        Feb 16, 2012 to Mar 9, 2012
      • Business name · A•••• C•••••• M••••••••• L••••• ••••••••• N•• C••••• I• N•••• to A•••• C•••••• M••••••••• L•••••
        Mar 9, 2012 to Mar 9, 2012
      • Legal name · A•••• C•••••• M••••••••• L••••• ••••••••• N•• C••••• I• N•••• to A•••• C•••••• M••••••••• L•••••
        Mar 9, 2012 to Mar 9, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026