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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Pasadena, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 23, 2019 | n/a | yes | Pasadena, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 15, 2004 | May 28, 2019 | no | PASADENA, CA|PASADENA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 8, 1997 | Mar 22, 2004 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 28, 2019 | May 23, 2019 | -5 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Mar 22, 2004 | Mar 15, 2004 | -7 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149018:CA:2019-05-28 | May 28, 2019 | May 23, 2019 | PASADENA, CA | Firm change |