DFX Intelligence

Data Factory

J•••• D••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor17 years in industry

J•••• D••• G••••

Advisor at S••••• A••••••• W•••••• L••

DETROIT, MI | DELAFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10ec7b7d-7c52-8729-4638-44348e650540

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 30, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A••••••• W•••••• L••	Independent wealth	Nov 13, 2025	n/a	yes	DETROIT, MI\|DELAFIELD, WI	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Apr 8, 2025	Nov 12, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	S••••• A••••••• W•••••• L••	Nov 12, 2025	Nov 13, 2025	1	Firm change	RIA to RIA
A• W••••• M••••••••• L••	F••••••••• I••••••••• A••••••• L••	Apr 7, 2025

Relationships

Registered with (4)

→ S••••• A••••••• W•••••• L••Registered adviserregistration: current employment
Nov 13, 2025 to presentfactForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 8, 2025 to Nov 12, 2025factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 17, 2019 to Apr 7, 2025factForm ADV
→ A•••••••• C•••••• M•••••••••

Dated events

Occurred
Nov 12, 2025
Advisor changed firm
J•••• D••• G•••• left F••••••••• I••••••••• A••••••• L•• for S••••• A••••••• W•••••• L•• (registered 2025-11-13)
Form ADVobserved 7 days ago
Occurred
Apr 7, 2025
Advisor changed firm
J•••• D••• G•••• left A• W••••• M••••••••• L•• for F••••••••• I••••••••• A••••••• L•• (registered 2025-04-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10ec7b7d-7c52-8729-4638-44348e650540
First observed: Jun 30, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.