DFX Intelligence

T•••••• D•••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

T•••••• D•••• D•••••••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Naples, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10f27fff-ed53-1772-f976-e08474cec297

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Feb 3, 2026	n/a	yes	NEW ORLEANS, LA\|Naples, FL	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Jan 22, 2021	Nov 19, 2022	no	Waltham, MA\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	N•••••• A•••••••	Nov 19, 2022	Feb 3, 2026	1,172	Firm change after gap	Ibd to ibd
A••••• W••••• M••••••••• L••	H•••••••• A•••••••• L••	Nov 16, 2020	Jan 22, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
170099:145323:MA:2020-11-16	Nov 16, 2020	Jan 22, 2021	WALTHAM, MA	Firm change

Relationships

Registered with (3)

→ N•••••• A•••••••Registered adviserregistration: current employment
Feb 3, 2026 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 22, 2021 to Nov 19, 2022factForm ADV
→ A••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 17, 2018 to Nov 16, 2020factForm ADV

Dated events

Occurred
Nov 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10f27fff-ed53-1772-f976-e08474cec297
First observed: Oct 17, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.