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CRD 288206
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RHETT AUSTIN JAMES TREES | n/a | DENVER, CO | 9 | 14 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SENECA CAPITAL INCOME REAL ESTATE FUND II, LP | Real Estate Fund | $96.3M | May 31, 2024 | 96 | Apr 9, 2021 | reported | 021-342038 |
| SENECA CAPITAL INCOME REAL ESTATE FUND III, LP | Real Estate Fund | $81.7M | Mar 25, 2022 | 312 | Mar 25, 2022 | dropped | n/a |
| SENECA CAPITAL INCOME REAL ESTATE FUND I, LP | Real Estate Fund | $619,896 | May 31, 2024 | 82 | Apr 9, 2021 | reported | 021-294439 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SENECA CAPITAL PARTNERS, LLC | SOLE MEMBER AND MANAGER | E | yes | 03/2017 | Apr 9, 2021 | May 31, 2024 |
| TREES, RHETT, Austin James | SOLE MEMBER AND MANAGER | E | yes | 03/2017 | Apr 9, 2021 | May 31, 2024 |
| TREES, RHETT, Austin James | FOUNDER AND CHIEF COMPLIANCE OFFICER | Na | yes | 03/2017 | Apr 9, 2021 | May 31, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $120M | $120M | 1 | 1 | 0 | 1 | n/a |
| 2024 | Apr 1, 2025 | $109M | $109M | 1 | 1 | 0 | 1 | n/a |
| 2023 | Mar 29, 2024 | $94.9M | $94.9M | 1 | 1 | 0 | 2 | $94.9M |
| 2022 | Mar 24, 2023 | $98.2M | $98.2M | 1 | 1 | 0 | 2 | $98.2M |
| 2021 | Mar 25, 2022 | $200M | $200M | 1 | 1 | 0 | 3 | $152M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $120M | $109M | 9.7% | $98.2M | 6.9% | 1 | 1 | 0 | 0 |