DFX Intelligence
Data Factory
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Reading the graph
CRD 323864
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SENECA CAPITAL PARTNERS, LLC | SOLE MEMBER - MANAGER | E | yes | 03/2017 | Oct 13, 2022 | May 31, 2024 |
| TREES, RHETT, AUSTIN JAMES | SOLE MEMBER - MANAGER | E | yes | 03/2017 | Oct 13, 2022 | May 31, 2024 |
| TREES, RHETT, AUSTIN JAMES | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2017 | Oct 13, 2022 | May 31, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SENECA CAPITAL MANAGEMENT, LLC | n/a | Asset manager | $120M | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $0 | $0 | 1 | 1 | 0 | n/a | n/a |
| 2024 | Apr 1, 2025 | $0 | $0 | 1 | 1 | 0 | n/a | n/a |
| 2023 | Mar 29, 2024 | n/a | n/a | 1 | 1 | 0 | n/a | n/a |
| 2022 | Mar 24, 2023 | n/a | n/a | 1 | 1 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $0 | $0 | n/a | n/a | n/a | 1 | 1 | 0 | 0 |