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RIA / WealthAdvisor32 years in industry

ROBERT STEPHEN CASTELLINI

Advisor at SUMMIT FINANCIAL, LLC

CINCINNATI, OH

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Search this name across graphsid dfx:ria:1105fdd2-19a1-85dd-8e3f-b199d34d073a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMIT FINANCIAL, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Aug 26, 1994
First registration: Jan 17, 2001
Dual registered: no
Other names: BOB CASTELLINI
IAPD individual key: 2508227

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMIT FINANCIAL, LLC	Bd affiliated wealth	Mar 9, 2026	n/a	yes	CINCINNATI, OH	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 6, 2021	Mar 10, 2026	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 11, 2021	no	CINCINNATI, OH\|Cincinnati, OH\|CINCINNATI, OH\|Cincinnati, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 20, 2008	Jun 1, 2009	no	CINCINNATI, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 17, 2001	Apr 2, 2008	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	SUMMIT FINANCIAL, LLC	Mar 10, 2026	Mar 9, 2026	-1	Firm change	Wirehouse to ibd
MORGAN STANLEY	WELLS FARGO ADVISORS	Jan 11, 2021	Jan 6, 2021	-5	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	CITIGROUP GLOBAL MARKETS INC.	Apr 2, 2008	Mar 20, 2008	-13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:299322:OH:2026-03-10	Mar 10, 2026	Mar 9, 2026	CINCINNATI, OH	Firm change

Relationships

Registered with (5)

→ SUMMIT FINANCIAL, LLCRegistered adviserregistration: current employment
Mar 9, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 6, 2021 to Mar 10, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 11, 2021factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 20, 2008 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 17, 2001 to Apr 2, 2008factForm ADV

Dated events

Occurred
Mar 10, 2026
Advisor changed firm
Robert Stephen Castellini left Wells Fargo Advisors for Summit Financial, Llc (registered 2026-03-09)
Form ADVobserved 6 days ago