DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• S•••••• C•••••••••

S••••• F••••••••• L••BD affiliatedCincinnati, OhIA-onlyIAPD 2508227

Feed of 09/14/2026

Also filed as Bob C•••••••••

At current firm

0 y

since Mar 9, 2026

In the industry

32 y

since Aug 26, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• F••••••••• L•• BD affiliated current
since Mar 9, 2026 · Cincinnati, Oh
W•••• F•••• A••••••• wirehouse
Jan 6, 2021 to Mar 10, 2026 · Cincinnati, Oh
M••••• S•••••• wirehouse
Jun 1, 2009 to Jan 11, 2021 · Cincinnati, Oh
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 20, 2008 to Jun 1, 2009 · Cincinnati, Oh
U•• F•••••••• S••••••• I••• wirehouse
Jan 17, 2001 to Apr 2, 2008 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S••••• F••••••••• L••
left Mar 10, 2026, registered Mar 9, 2026 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• to W•••• F•••• A•••••••
left Jan 11, 2021, registered Jan 6, 2021 (-5 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••
left Apr 2, 2008, registered Mar 20, 2008 (-13 days) · Other

Signals

R••••• S•••••• C••••••••• left W•••• F•••• A••••••• for S••••• F••••••••• L•• (registered 2026-03-09)
Mar 10, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address